Search for: "Securites and Exchange Commission"
Results 221 - 238
of 238
Sorted by Relevance
|
Sort by Date
26 Feb 2012, 8:56 pm
And, while the Minister is presumably busy contemplating how to reconcile the two, within 9 months of enforcement of the Merger Regulations, the Competition Commission of India (CCI) has announced the first set of amendments to the Regulations. [read post]
2 May 2010, 6:36 pm
Instead, Congress contented itself with the disclosure and anti-fraud measures of the Securities Act of 1933 and the Securities Exchange Act of 1934, as enforced since 1934 by the then new Securities & Exchange Commission (SEC). [read post]
7 Jan 2010, 6:19 am
Editor's Note: H. [read post]
1 Feb 2010, 6:36 am
The Numbers and Trends By virtually all statistical measures, the level of enforcement activity has increased substantially under this Commission. [read post]
13 Apr 2010, 10:37 am
Journal, Apr. 8, 2010 at C1 James Kelso, once a star mutual-fund manager, was accused by the Securities and Exchange Commission of deliberately inflating the value of subprime securities in order to hide losses in his funds after the real-estate bubble burst. [read post]
5 Apr 2007, 7:56 am
So Black Monday led to the Securities Exchange Commission, the S&L debacle led to FIRREA, and Fannie Mae's multi-billion-dollar oops will probably lead to stronger oversight. [read post]
29 Nov 2011, 7:50 am
Even the Securities and Exchange Commission is asking questions, including the big one: Are these numbers for real? [read post]
26 Jun 2010, 4:59 pm
Consumer Protections: Consolidates and strengthens consumer protection responsibilities currently handled by the Office of the Comptroller of the Currency, Office of Thrift Supervision, Federal Deposit Insurance Corporation, Federal Reserve, National Credit Union Administration, the Department of Housing and Urban Development, and Federal Trade Commission. [read post]
22 Feb 2016, 4:36 pm
The registration process requires that the information provided is accurate; however, the Securities and Exchange Commission (SEC, which was created under the 1934 Act) does not guarantee its accuracy. [read post]
12 Apr 2011, 5:00 pm
Ratifications exchanged at Ottawa on March 22, 1976. [read post]
1 May 2020, 2:11 am
Importantly, the 2017 Ordinance also allowed foreign entities conducting activity similar to that of credit institutions, AIF, UCITS, OFS or securitization vehicles to acquire unmatured loan receivables from French credit institutions, AIF, UCITS, OFS or securitization vehicles. [read post]
8 Jan 2010, 7:46 am
Mozilo was indicted for fraud: The Securities and Exchange Commission announced on Thursday [June 4, 2009 - Ed.] it has filed civil-fraud charges against former Countrywide Financial CEO Angelo Mozilo in what would be the highest-profile government legal action against a chief executive that has arisen so far from the financial crisis. [read post]
5 Apr 2009, 1:26 pm
In December 2008, after the Securities and Exchange Commission (”SEC”) concurred in the exclusion of shareholder proposals seeking greater disclosure of risks related to mortgage investments at Washington Mutual, a coalition of over 60 investors called on then President-Elect Obama to limit the ability of companies to exclude shareholder proposals related to corporate risk evaluation.[10] The corporate governance challenges for the companies being targeted by… [read post]
17 May 2010, 6:45 am
Docx parent company, Lender Processing Services, said in a filing with the Securities and Exchange Commission that its subsidiary made an “error in the notarization of certain documents, some of which were used in foreclosure proceedings across the country. [read post]
14 Feb 2019, 4:44 am
Designation of the Autorité des marchés financiers as a competent authority to supervise activities relating to securitization. [read post]
23 Sep 2011, 6:21 pm
We’re printing up new currency and taking it down the street to the Treasury Department in order to exchange it for other pieces of paper called bonds that say that we owe ourselves the money back in 10 years at like 2-3% interest or something like that. [read post]
13 Jan 2012, 9:49 am
The proposed $285 million mortgage securities fraud settlement between Citigroup and the Securities and Exchange Commission was more of the same non-admission nor denial of guilt silliness, but at least it was rejected by Judge Jed Rakoff who described the deal as being “neither fair, nor reasonable, nor adequate, nor in the public interest,” and further that it deprived the public “of ever knowing the truth in a matter of obvious public importance. [read post]
27 Mar 2012, 8:12 am
It seems that there’s quite a bit of discussion lately about principal reductions. [read post]
