Search for: "Securites and Exchange Commission"
Results 221 - 239
of 239
Sort by Relevance
|
Sort by Date
5 Apr 2009, 1:26 pm
In December 2008, after the Securities and Exchange Commission (”SEC”) concurred in the exclusion of shareholder proposals seeking greater disclosure of risks related to mortgage investments at Washington Mutual, a coalition of over 60 investors called on then President-Elect Obama to limit the ability of companies to exclude shareholder proposals related to corporate risk evaluation.[10] The corporate governance challenges for the companies being targeted by… [read post]
9 Mar 2009, 5:00 am
Lawyers must protect their clients’ confidence, but they can’t aid in the commission of a potential crime. [read post]
26 Sep 2008, 2:19 pm
I mean whose bright idea was it to securitize the riskiest mortgages, anyway? [read post]
23 Sep 2008, 10:55 pm
" Turning to the lenders, the part of the problem that is within my jurisdiction, I agree with Christopher Cox, the chairman of the Securities and Exchange Commission,who today called for more regulation of the credit derivatives markets. [read post]
18 Sep 2008, 4:25 pm
Look, a few years ago, a Republican appointee to the Securities Exchange Commission, Bill Donaldson, ordered hedge funds to simply register with the SEC. [read post]
22 Jul 2008, 3:31 pm
Hong Kong Markets Largely Unaffected by Securitization TurmoilThe Hong Kong securities markets have been relatively unaffected by the market turmoil in asset-backed securities, said Securities and Futures Commission Executive Director Keith Lui, since the markets have less exposure to sub-prime credit and structured credit products than the US markets. [read post]
9 Jul 2008, 4:20 am
The ratings shortcomings apparently accompanied (and, it may be argued, enabled) the flood of mortgage securitizations that contributed to the subprime meltdown. [read post]
4 Jun 2008, 12:15 pm
" See Securit[ies] and Exchange Commission Proxy Rules: Hearings on H.R. 1493, H.R. 1821, and H.R. 2019 Before the House Comm. on Interstate and Foreign Commerce , 78th Cong., 1st Sess., at 35 (1943). [read post]
14 Apr 2008, 8:06 am
Securities Exchange Commission (SEC) and securities brokers weighed in and claimed the TIC territory as their own. [read post]
10 Mar 2008, 7:52 am
The U.S. participants included the Office of the Comptroller of the Currency, the Securities and Exchange Commission, and the Federal Reserve. [read post]
21 Feb 2008, 10:07 pm
The Securities and Exchange Commission is conducting three dozen open investigations into misconduct in the subprime mortgage industry. [read post]
30 Jan 2008, 9:32 am
In addition, the EU heads urged regulators to engage in cross-border cooperation and information exchange to prevent and manage financial market crises. [read post]
22 Jan 2008, 8:20 am
Beazer asked the Securities and Exchange Commission for permission to omit the proposal, but the company's "no action" petition was denied. [read post]
6 Jan 2008, 8:03 am
In this regard, he has favorably mentioned that European Commissioner for the Internal Market Charlie McCreevy has requested CESR to examine specific issues relating to the rating process of structured finance products and report back to the Commission. [read post]
12 Oct 2007, 12:51 am
Article 2 (Definitions) The definitions of terms used in this Act shall be as follows: 1.The term “real estate investment company” means any company that is incorporated pursuant to Article 5 mainly for the purpose of investing its assets in real estate and managing invested assets, which falls under each of the following items: (a) The self-managed real estate investment company: The company that has full-time officers and employees, including asset management specialists, on its… [read post]
5 Apr 2007, 7:56 am
So Black Monday led to the Securities Exchange Commission, the S&L debacle led to FIRREA, and Fannie Mae's multi-billion-dollar oops will probably lead to stronger oversight. [read post]
26 Mar 2007, 7:42 am
Profile of a cliff; falling off same The California company said in a filing with the Securities and Exchange Commission yesterday that all of its lenders have either pulled its funding or have said they will do so. [read post]
13 Feb 2007, 1:38 pm
Securities and Exchange Commission (SEC) Edgar Archive.Buyers. [read post]
12 Oct 2005, 12:58 pm
[JURIST] New York Attorney General Eliot Spitzer [official profile; JURIST news archive] Wednesday dropped criminal charges against Theodore Sihpol, a former Bank of America broker accused of aiding illegal trades by a hedge fund, after Sihpol settled related charges with Securites and Exchange Commission [official website]. [read post]
