Search for: "Securities America Financial Corporation"
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2 Feb 2023, 12:22 pm
Monaco stated that “accountability starts with the individuals responsible for criminal conduct” and that the DOJ’s “first priority” in corporate criminal matters would be the prosecution of “individuals who commit and profit from corporate malfeasance. [read post]
26 Oct 2018, 7:27 am
Morgan Securities LLC Bustamante Family Legacy LLC Daniel Flores Woodbury Financial Services, Inc Princor Financial Services Corporation Jose Giraldo Merrill Lynch, Pierce, Fenner & Smith Inc David Lerner Associates, Inc Joshua Krize Wells Fargo Clearing Services, LLC Country Capital Management Company Francine Lanaia Windsor Street Capital, LP Meyers Associates LP… [read post]
3 Apr 2013, 4:26 pm
Implications That Go Well Beyond a Single Potentially FLSA-Violating Securities Firm New York is the financial hub of North America. [read post]
3 Apr 2012, 1:04 pm
Halloran focuses his practice on financial services and tech companies for which he handles public offerings, mergers and acquisitions, venture capital, private financing and corporate governance, among others. [read post]
18 Feb 2015, 9:38 am
Major corporations know that the country is changing and want to be sure they are appealing to the current population, he said. [read post]
15 Mar 2017, 6:10 am
Activist hedge funds revolutionized corporate America and generated both excitement and criticism alike. [read post]
18 Apr 2024, 9:01 pm
Every day, we see individuals, corporations, analysts, and others touting these developments. [read post]
24 Oct 2017, 1:48 pm
Social security contributions made by working women and their employers strengthen social security systems in poorer countries – and reducing pay gaps between women and men would strengthen social security systems even more. [read post]
24 Oct 2017, 10:58 am
By contrast, capital will bear some of the corporate tax if: Domestic capital is fixed in quantity (no reduction in saving due to the tax); A sufficient amount is unable or unwilling to move abroad for any of several reasons—such as that savers will not purchase foreign securities, or consumers have a strong preference for domestic goods and services; The quantity of capital moving abroad is large enough relative to the world stock that it depresses return on foreign-sited… [read post]
21 Sep 2017, 6:05 am
Transactions involving Venezuelan government contracts that originate with, or are directed to, entities that are shell corporations, general “trading companies,” or companies that lack a general business purpose. [read post]
20 Jul 2015, 1:52 pm
MTS, HTC America, and TRENDnet – allegedly did not train their employees in secure coding practices, which led to security vulnerabilities in software; HTC America, Fandango, and Credit Karma – allegedly did not follow security guidelines issued by platforms, such as those contained in the iOS and Android guidelines for developers; TRENDnet – allegedly failed to test a feature that purportedly rendered camera feeds private; and Guess? [read post]
Thwarting Architectural Imbalance? Considering Dynamic Distributed Secure Storage Against Ransomware
12 Sep 2021, 8:04 am
The intent is to find a solution which addresses: 1) the financial incentive for ransomware attacks and 2) the difficulty of securing a system from an ever-evolving social/technical attack matrix. [read post]
25 Sep 2013, 1:08 am
The government has relied on this theory to bring claims against Bank of America, JP Morgan Chase and BNY Mellon. [read post]
15 Nov 2023, 6:26 am
In addition, the SEC obtained judgments from federal courts ordering: Danske Bank, a multinational financial services corporation, to pay a $178.6 million civil penalty to resolve charges that it misled investors about its anti-money laundering compliance program and failed to disclose risks posed by the program’s significant deficiencies; and Vale S.A. [read post]
4 Apr 2017, 2:37 pm
All in all, this gradual shift is geared towards taking things back to how they were before the financial crisis hit, when the field agents and managers had more autonomy to structure their branches, price and sell services, be less accountable to corporate headquarters, hold more power and sway. [read post]
27 Apr 2014, 6:00 am
Editor's Note: Amy Goodman is a partner and co-chair of the Securities Regulation and Corporate Governance practice group at Gibson, Dunn & Crutcher LLP. [read post]
24 Jul 2015, 6:01 am
As we previously reported, (See Top Merrill Lynch Broker Thomas Buck Terminated Under Unusual Circumstances) news sources have been investigating the termination of financial advisor Thomas Buck (Buck) and his daughter Ann Buck by Merrill Lynch, Pierce, Fenner & Smith Incorporated (Merrill Lynch), now known as Bank of America, NA (Bank of America) under circumstances that some would consider unusual. [read post]
31 Aug 2007, 1:05 am
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New Deals Thursday, August 30, 2007 By Beth Bar "Bank of America Corp. has agreed to invest $2 billion in Countrywide Financial Corp. as Countrywide, the nation's largest mortgage lender, tries to stay afloat amidst a credit crunch that has riled Wall Street and the mortgage industry. [read post]
10 Jan 2024, 9:02 pm
Securities and Exchange Commission (SEC) approval. [read post]
5 Feb 2010, 6:05 am
Wells Fargo and Bank of America, two of the largest deposit-funded banks, report deposits accounting for approximately 72% and 49% of their total liabilities, respectively, but are both estimated to earn less than 1% of revenues from proprietary trading. [read post]
