Search for: "Security Funding "
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28 Dec 2011, 12:05 pm
The SEC and GE Funding Capital Market Services recently settled securities fraud charges involving participation in a wide-ranging scheme involving the reinvestment of proceeds from the sale of municipal securities. [read post]
6 May 2009, 1:07 pm
The Securities and Exchange Commission has charged operators of the Reserve Primary Fund with fraud. [read post]
9 Oct 2018, 2:18 pm
Hedge funds generally invest in publicly traded securities and derivative instruments. [read post]
24 Apr 2020, 1:08 pm
The Social Security Board of Trustees released its annual report, April 22, 2020, on the status of the Social Security Trust Funds, and although little has changed with the retirement trust fund, the disability trust fund seems to be in good shape with a 13-year extension added before the trust fund is expected to be depleted. [read post]
17 May 2011, 10:15 am
The Associated Press reports that the trustees for the Social Security and Medicare trust funds have shortened the life of these two trust funds. [read post]
19 Nov 2011, 9:21 pm
The plaintiffs of In re Oppenheimer Rochester Funds Group Securities Litigation are alleging federal securities law violations. [read post]
23 Dec 2008, 10:21 pm
The Blackstone Group said Tuesday that it was reshaping its hedge fund operations, combining a distressed securities fund with its GSO unit while spinning off its long-short equities fund. [read post]
21 Sep 2017, 1:33 pm
Rule 506 is a safe harbor under the Securities Act of 1933 (“Securities Act”) that allows the fund to avoid the costly registration and disclosure requirements applicable to public issuers of securities. [read post]
16 Jan 2007, 3:49 am
Securities and Exchange Commission on Friday, New York-based hedge fund Thales Fund Management called Ultratech undervalued and suggested [...] [read post]
2 Sep 2012, 9:47 pm
Securities arbitration lawyers currently are investigating claims on behalf of investors who suffered significant losses in various mutual fund investments. [read post]
14 Sep 2009, 2:49 am
At the very beginning of this year a bill was introduced to change the Employee Retirement Income Security Act of 1974 (ERISA) to require defined benefit plans to disclose their interest in hedge funds. [read post]
11 Dec 2019, 10:11 am
The post Ocean Fund LTD Securities Investigation appeared first on The White Law Group. [read post]
22 Sep 2023, 8:05 am
The Securities and Exchange Commission today announced that American Infrastructure Funds LLC (AIM), a Foster City, California-based registered investment adviser to private funds, agreed to pay more than $1.6 million to settle charges resulting from its…Read the Full Press Release Have a securities law question? [read post]
12 Jul 2023, 8:55 am
The Securities and Exchange Commission today adopted amendments to certain rules that govern money market funds under the Investment Company Act of 1940. [read post]
14 Sep 2021, 11:11 am
Specifically, the bill would create a specialized grant program under the Department of Homeland Security (DHS) to provide funds to state and local governments over four years, with 25% of the funds going to particularly vulnerable rural government entities. [read post]
7 Sep 2009, 10:11 pm
The California Client Security Fund has been changed! [read post]
30 Jun 2022, 6:39 am
The Maryland Court of Appeals affirmed the denial of a client security trust fund claim The Client Protection Fund of the Bar of Maryland (the “Fund”) was established in 1966 to “maintain the integrity and protect the good name of... [read post]
14 May 2020, 1:10 pm
The post TCA Global Credit Funds Securities Fraud Investigation appeared first on The White Law Group. [read post]
23 Oct 2020, 8:11 am
In July 2020, the Securities and Exchange Commission made a proposal to vastly change the reporting requirements of hedge funds. [read post]
29 Jan 2014, 2:32 pm
According to the Securities and Exchange Commission (SEC), MFP Flagship Fund 11 is an unregistered securities product organized in 2005 and sold throughout the US. [read post]
