Search for: "Smith Management Services, LLC"
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23 Apr 2018, 1:20 am
The Reform Act’s provisions apply to federal court class actions brought under the 1933 Act and 1934 Act.[14] Under the Reform Act, lead plaintiffs asserting 1933 Act or 1934 Act claims on behalf of a class are no longer selected based on who wins the “race to the courthouse” – instead, courts must engage in a process to determine which purported class member is “most capable of adequately representing the interests of class members” as the lead plaintiff.[15]… [read post]
4 Apr 2018, 7:33 am
Benjamin Asa Duty State Farm VP Management Corp Colleen Elizabeth Flanagan Fidelity Brokerage Services LLC Marques Alexander Green NY Life Securities LLC MetLife Securities Inc. [read post]
2 Apr 2018, 7:12 am
Miami’s Third District Court of Appeal affirmed Judge Smith’s order denying the motion to dissolve the LPs. [read post]
26 Mar 2018, 1:00 am
Pimlico Plumbers Ltd & Anor v Smith, heard 20-21 Feb 2018. [read post]
12 Mar 2018, 12:42 am
Our recent review of risk factor disclosure indicates that many public companies in industries that are particularly vulnerable to cybersecurity risks, such as financial services, technology and healthcare, have been disclosing cybersecurity risks with specific attention to the risks facing their particular businesses. [read post]
14 Feb 2018, 2:57 pm
The SEC alleged that Tilton and Patriarch were able to collect excessive management fees and retain control over their funds’ operation by failing to follow the valuation methodology that was laid out in their investment documents. [read post]
12 Jan 2018, 8:48 am
Thrivent Investment Management, Inc. [read post]
10 Jan 2018, 4:40 pm
Worden Capital Management LLC Dawei Wang Merrill Lynch, Pierce, Fenner &Smith Inc. [read post]
6 Nov 2017, 9:01 pm
Kemp is an attorney and managing editor at Justia. [read post]
5 Nov 2017, 7:33 am
According to BrokerCheck records financial advisor Herbert Smith (Smith), currently associated with Kestra Investment Services, LLC (Ketra Investment), has been subject to one customer complaint and two tax liens. [read post]
2 Nov 2017, 7:43 pm
O’Grady, Senior Director of Research, Information & Knowledge Services, DLA Piper, Washington, DC/ The Power of 360-degree Feedback Assessments: Improve Your Leadership Effectiveness, By Diane Lietz-Stuart, Talent Management and Development Adminstrator, American Family Insurance, Madison, WI, and Karen Nell Smith, Adjunct Consultant, LawVision Group, LLC, Boston, MA [read post]
23 Oct 2017, 3:31 am
Joint Control and Management. [read post]
28 Sep 2017, 2:41 pm
Army website (June 2015); and The Office of Personnel Management (June 2015). [read post]
15 Sep 2017, 11:51 am
Morgan Stanley Smith Barney LLC, which resulted in $13 million in monetary relief for alleged overcharges to clients of more than $16 million and alleged violations of the custody rule and compliance rule. [read post]
10 Sep 2017, 3:07 pm
("Transworld") and Turnstile Capital Management, LLC ("Turnstile"), both acting on behalf of the NCSLT.Citizens is a defendant in this suit because it acquired Charter One, the bank that allegedly made the 2004 loan to Winne. [read post]
2 Sep 2017, 9:23 pm
Bill Northey for the position of under secretary for farm production and conservation, which oversees three USDA sub-agencies — the Farm Service Agency, Natural Resources Conservation Service, and the Risk Management Agency. [read post]
1 Sep 2017, 6:49 am
PARKER, Appellants,v.INTERACTIVE BROKERS LLC, Appellee. [read post]
28 Aug 2017, 4:50 am
Having a fundamental understanding of group facilitation skills and principles of group dynamics can enhance the ombuds’ ability to support issue identification, group problem-solving, structured dialogue and meeting management. [read post]
23 Jun 2017, 3:17 pm
At Shepherd Smith Edwards and Kantas, LTD LLP, our securities fraud law firm has helped all kinds of investment clients recoup their investment losses. [read post]
14 Jun 2017, 9:04 am
Then there was Monday’s grant in Oil States Energy Services, LLC v. [read post]
