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7 Jun 2023, 9:01 pm
This number relates only to rules under Dodd-Frank. [read post]
23 Sep 2016, 6:05 am
PROMESA and Puerto Rico’s Pathways to Solvency Posted by Stephen Park, University of Connecticut, and Tim Samples, University of Georgia, on Friday, September 16, 2016 Tags: Bailouts, Bankruptcy, Bondholders, Bonds, Debt, Debtor-creditor law, Engagement, Incentives, Municipal securities,PROMESA, Puerto Rico, Restructurings, Securities regulation, Sovereign debt Equity Market Structure in 2016 and for the Future Posted by Mary Jo White, U.S. [read post]
27 Sep 2011, 11:29 am
"In adopting Dodd-Frank, Congress ignored that advice. [read post]
22 Dec 2011, 9:29 am
Last week, a House Subcommittee "marked-up" a bill that would seriously undercut the strength of the whistleblower protections in the Dodd-Frank Act. [read post]
8 Dec 2011, 9:39 am
The Whistleblowers Handbook is authored by one of America's most experienced and accomplished whistleblower attorneys, NWC Executive Director Stephen M. [read post]
29 Sep 2020, 6:43 am
” In celebration of the milestone, whistleblower attorneys Stephen M. [read post]
8 Dec 2011, 9:39 am
The Whistleblowers Handbook is authored by one of America's most experienced and accomplished whistleblower attorneys, NWC Executive Director Stephen M. [read post]
25 Sep 2015, 5:00 am
Neo@Ogilvy LLC that a Dodd-Frank whistleblower did not have to make a report directly to the SEC to bring a Dodd-Frank retaliation claim. [read post]
25 May 2016, 8:11 am
Sources: Performance-Based Investment Advisory Fees Release IA-4388 SEC Proposes Higher Net Worth Threshold for Qualified Clients under the Advisers Act By Anthony Drenzek, Stephen T. [read post]
16 Nov 2015, 7:25 pm
Stephen M. [read post]
12 Jun 2007, 6:07 am
THE UNITED KINGDOM - 65727/01 [2007] ECHR 468 (12 June 2007) DODDS v. [read post]
10 Jun 2020, 12:46 pm
” Stephen M. [read post]
17 Mar 2011, 4:31 am
The Dodd-Frank Act set up a whistleblower office at the SEC, which cannot hire or even fill vacancies. [read post]
28 Jul 2009, 5:02 am
HKUpdate - July 29, 2009:The comment from Stephen below is interesting. [read post]
8 Dec 2010, 1:30 am
Oxford textbook of anaesthesia for oral and maxillofacial surgery/ edited by Ian Shaw, Chandra Kumar, and Chris Dodds. [read post]
2 Sep 2011, 6:43 am
[National Law Review and Gibson Dunn via Reuters via CJAC] Jon Huntsman plan proposes repeal of Dodd-Frank and part of Sarbanes-Oxley. [read post]
16 Apr 2024, 8:47 am
The webinar will feature the Executive Director of NWC, Siri Nelson, and expert whistleblower attorney, Stephen M. [read post]
21 Apr 2020, 2:15 pm
Established in 2011 under the Dodd-Frank Act, CFTC whistleblowers can remain anonymous. [read post]
25 May 2011, 6:36 pm
Rev. 1733 (2011) Stephen M. [read post]
19 Jul 2011, 12:13 pm
In addition, NWC Executive Director Stephen M. [read post]
