Search for: "Transaction Holdings, LLC"
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11 Apr 2023, 8:52 am
In a 72-page published opinion filed March 30, 2023, the First District Court of Appeal (Div. 4) affirmed in full the trial court’s judgment, which upheld the EIR for the Oakland Waterfront Ballpark District Project (project) with the sole exception of its wind mitigation measure. [read post]
10 Apr 2023, 11:49 am
GWG Holdings, Inc filed for Chapter 11 bankruptcy protection on April 20, 2022 after failing to make $13.6 million in interest payments to bondholders in January. [read post]
5 Apr 2023, 7:14 pm
Between August 2015 and February 2018, one of the firm’s brokers purportedly recommended options transactions to the same customer without having reasonable grounds for believing that the transactions were suitable for that customer. [read post]
4 Apr 2023, 1:19 pm
Freeze requested and received funds to be invested in Alternative Energy Holdings, possibly a Reg D investment outside the scope of a limited purpose broker dealer. [read post]
3 Apr 2023, 2:26 pm
The first step is to contact an experienced investment fraud lawyer, such as those at Zamansky LLC. [read post]
3 Apr 2023, 6:18 am
LLC would not apply. [read post]
3 Apr 2023, 4:53 am
” The Court found that Ray’s disclosure to Santana “did not prevent the transaction” between David, Ray, and Cheryl “from being consummated,& [read post]
2 Apr 2023, 6:00 am
Transaction valued at approximately $36M. 7-September-2022Business Intelligence Associates, Inc. [read post]
30 Mar 2023, 10:04 am
Lindberg bought Northstar Financial Services (Bermuda) Ltd. in 2018 through a Bermuda holding company that he owned. [read post]
30 Mar 2023, 6:52 am
Specifically, FSC Securities, Royal Alliance, SagePoint Financial and Woodbury Financial allegedly negligently failed to communicate to investors that in an offering that GPB Capital Holdings, LLC failed to timely make required filings with the Securities and Exchange Commission, including filing audited financial statements. [read post]
29 Mar 2023, 11:06 am
“Federal civil rights laws mandate that employers act promptly and effectively to stop race-based harassment, and the EEOC will hold employers accountable if they fail to meet their obligations. [read post]
29 Mar 2023, 9:11 am
In HighTower Holding, LLC v. [read post]
29 Mar 2023, 9:11 am
In HighTower Holding, LLC v. [read post]
29 Mar 2023, 9:11 am
In HighTower Holding, LLC v. [read post]
29 Mar 2023, 6:41 am
Manhattan District Attorney Alvin Bragg is nearing what could be the first criminal indictment of a former U.S. president in history. [read post]
28 Mar 2023, 9:03 am
On the other hand, FINRA Rule 2165 permits broker-dealers to place a temporary hold on disbursements or transactions from the accounts of certain customers when there is a reasonable belief that the customer is being financially exploited. [read post]
28 Mar 2023, 8:53 am
These procedures may include placing holds on disbursements or transactions, contacting a trusted contact person designated by the customer, or reporting suspicious activity to relevant authorities. [read post]
28 Mar 2023, 4:04 am
., a South Carolina manufacturing holding company that employs approximately 1,800 employees at its headquarters and subsidiaries, Alltrista Plastics LLC, ArtaZn LLC, LifeMade Products LLC, and Shakespeare Co. [read post]
27 Mar 2023, 9:01 pm
Although the market for SPAC IPOs has cooled relative to 2021, litigation arising out of SPAC transactions remains active, and courts have started to rule on motions to dismiss in SPAC-related shareholder lawsuits, with several recent decisions finding plaintiffs’ allegations to be sufficient to move forward. [read post]
24 Mar 2023, 9:21 am
Steel Domestic Sales, LLC v. [read post]
