Search for: "UBS Ag"
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1 Oct 2014, 4:29 am
Hanwha Life Insurance, a Korean Insurance company, case against UBS AG was dismissed by a New York court. [read post]
3 Jul 2014, 7:10 pm
., Credit Suisse Group AG, Deutsche Bank AG, Goldman Sachs Group, HSBC Holdings plc, JPMorgan Chase & Co., Morgan Stanley, State Street Corporation, UBS AG, and Wells Fargo & Company. [read post]
24 Jun 2014, 11:36 am
In addition to the issues established by the SEC against UBS PR, another ominous shadow has been cast over the parent company of UBS AG. [read post]
23 Jun 2014, 2:38 pm
According Bloomberg, “U.S. authorities in Puerto Rico are investigating allegations that a former UBS AG broker improperly advised clients to borrow money to make investments [.] [read post]
19 Jun 2014, 10:52 am
UBS AG 2. [read post]
23 May 2014, 12:05 pm
Many investors have suffered substantial losses in the UBS Willow Fund. [read post]
20 May 2014, 12:38 pm
Kohn (who also served as one of the attorneys for UBS tax whistleblower Bradley Birkenfeld), issued the following statement regarding the U.S. government’s prosecution of Credit Suisse bank: “On May 19, 2014 the Swiss bank Credit Suisse AG pleaded guilty to helping wealthy Americans avoid taxes and paid a $2.6 billion fine. [read post]
20 May 2014, 7:08 am
It was the international banking community reacting to the announcement that Credit Suisse AG had pleaded guilty to conspiracy. [read post]
16 May 2014, 6:00 am
UBS AG et al., No. 12-4355 (2d Cir. [read post]
9 May 2014, 2:42 am
UBS AG, 2014 WL 1778041 (2d Cir. [read post]
8 May 2014, 3:08 pm
However this is one of the first class actions to claim that UBS Ag’s wealth management group violated its fiduciary duty when selling proprietary products included in the UBS Puerto Rico Family of Funds. [read post]
6 May 2014, 10:09 am
UBS AG can be found here. [read post]
1 May 2014, 11:17 am
Four Top Executives Relinquish Their Positions Many times when we hear about regulatory actions being leveled against investment firms, we often think of the old guard of financial institutions such as UBS AG or Credit Suisse. [read post]
29 Apr 2014, 8:10 am
., Ameritas Life Insurance Corp. and Acacia Life Insurance Company, on the one hand, and UBS AG, UBS Securities LLC and Mortgage Asset Securitization Transactions, Inc., (collectively, UBS), on the other, filed a motion in the United States District Court for the Southern District of New York seeking voluntary dismissal based on the fact that they had reached a settlement. [read post]
29 Apr 2014, 8:08 am
On April 17, Justice Marcy Friedman of the Supreme Court of the State of New York dismissed most claims in a suit against UBS AG and its subsidiaries arising out of RMBS purchases by plaintiff Deutsche Zentral-Genossenschaftsbank AG (DZ Bank). [read post]
22 Apr 2014, 10:30 am
From the Desk of Jim Eccleston at Eccleston Law Offices: Edward Dulin, a broker currently working at Bank of America Corp’s Merrill Lynch unit, alleged his ex-employer UBS AG misled its advisors about the financial health of Lehman Brothers Holdings Inc. [read post]
14 Apr 2014, 8:56 am
In this digital age there are still folks who physically cut-and-paste. [read post]
17 Mar 2014, 4:34 am
Deutsche Bahn AG & Ors v Morgan Crucible Company plc, heard 11 – 12 March 2014. [read post]
7 Mar 2014, 3:22 pm
The most recent SEC investigation revealed that, although not registered with the SEC, international financial services company, Credit Suisse Group AG, has been engaging in financial transactions with U.S. customers. [read post]
7 Mar 2014, 6:53 am
., Deutsche Bank AG, UBS AG and Depfa Bank Plc forced the city of Milan to enter into an interest-rate swap agreement that ended up costing the city millions when the banks sold derivatives on the bonds. [read post]
