Search for: "UBS Investment Bank"
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30 Oct 2012, 5:00 am
. | UBS announces plans to cut up to 10,000 jobs as part of a major restructuring of its investment banking division. [read post]
3 Mar 2021, 6:16 pm
"The Swiss NCP comes to the conclusion that a business relationship according to the OECD Guidelines between UBS and Hikvision and a direct link between UBS’s products and services and the alleged human rights violations could not be excluded with regard to the UBS fund sold by UBS. [read post]
20 Aug 2018, 10:58 am
Some analysts have noted that while banks such as UBS have faced a large number of arbitration claims for investing clients’ funds in unsuitable high-risk leveraged Puerto Rican bond funds, bank of Santander was spared from most of these claims and is subject to only 200 filings. [read post]
20 Aug 2018, 10:58 am
Some analysts have noted that while banks such as UBS have faced a large number of arbitration claims for investing clients’ funds in unsuitable high-risk leveraged Puerto Rican bond funds, bank of Santander was spared from most of these claims and is subject to only 200 filings. [read post]
13 Apr 2017, 12:42 pm
Some analysts have noted that while banks such as UBS have faced a large number of arbitration claims for investing clients’ funds in unsuitable high-risk leveraged Puerto Rican bond funds, bank of Santander was spared from most of these claims and is subject to only 200 filings. [read post]
9 Mar 2020, 10:42 am
” What to Do If You Find Yourself Facing Yield Enhancement Strategy Losses If you are an individual investor who has suffered a loss due to a UBS YES or an iron condor investment, financial compensation may be available through FINRA arbitration. [read post]
22 Dec 2009, 10:51 pm
The recent standoff between the IRS and UBS bank of Switzerland is a case in point. [read post]
2 Feb 2010, 7:00 am
Moran had maintained secret Swiss bank accounts at UBS AG. [read post]
2 Apr 2009, 3:15 am
It is the first such decision in this line of cases, and it will likely be followed in the putative class actions against other investment banks and broker-dealers, such as Merrill Lynch, Bank of America and JP Morgan Chase & Co. [read post]
12 Aug 2009, 1:10 pm
UBS had resisted disclosure, arguing that doing so would cause it to violate Swiss banking laws. [read post]
29 Jan 2013, 6:03 am
UBS/Citi cited to a 2001 8th Circuit case holding that a party receiving banking and investment services was not a "customer" under NASD rules (note: this 2001 case involved a party receiving purely advisory services). [read post]
4 Mar 2008, 2:34 pm
Last week, HSH Nordbank AG, a German bank, sued UBS claiming that UBS had dumped troubled mortgage investments on HSH and other investors and had mismanaged a CDO named North Street 2002-4. [read post]
27 Jun 2018, 12:27 pm
Zamansky LLC also represents investors in arbitration cases against UBS and other brokerage firms regarding Puerto Rico bonds and UBS closed end bond funds and other investments. https://www.puertoricobondfundsattorney.com/en/ The post Banks That Sold Puerto Rico Bonds Are Facing Their Own Robert Mueller appeared first on Zamansky LLC. [read post]
15 Jul 2019, 9:01 am
YES Strategy Investments Reportedly, UBS (UBS), Credit Suisse (CS), Bank of America’s (BAC) Merrill Lynch, Morgan Stanley (MS), and other brokerage firms brokers sold YES Strategies to many wealthy investors, touting the approach as safe way to increase returns on conservative portfolios. [read post]
11 Apr 2008, 6:46 am
Kenneth Moelis, the former head of UBS' investment bank, said recently that Wall Street firms may have to eliminate has many as 35 percent of jobs as leveraged lending dwindles and the pace of mergers and acquisitions slows. [read post]
3 Apr 2020, 11:19 am
Various banks are calling mandatory redemptions of certain ETFs and have frozen the trading of others, causing investors huge losses. [read post]
7 Nov 2008, 2:42 pm
Six attorneys hired to represent clients in the cases say UBS brokers touted the so-called structured notes as low-risk investments and failed to emphasize they were unsecured obligations of Lehman, which filed for bankruptcy in September. [read post]
7 Dec 2009, 2:16 pm
A former UBS private banker, Birkenfeld assisted the IRS in investigating about $20 billion worth of assets that wealthy American taxpayers had hidden in offshore accounts in banks such as UBS. [read post]
3 Mar 2010, 7:47 am
UBS was just one of many investment banks and broker-dealers that represented auction rate securities as being safe, liquid cash equivalents. [read post]
2 Sep 2021, 1:29 am
Other firms that have also turned their back on US expats include UBS, Merryl Lynch, Charles Shwab, Fidelity, Morgan Stanley, and, most recently, UK online investment platform Nutmeg, following its acquisition by JP Morgan. [read post]
