Search for: "US Asset Management Inc."
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28 Jun 2023, 7:17 pm
This has included management allegedly profiting by “multi-dipping” and receiving pay from multiple Ashford Inc. entities. [read post]
28 Jun 2023, 5:34 am
Co. v NL Indus., Inc., 43 AD3d 716, 717-18 [1st Dept 2007]). [read post]
28 Jun 2023, 4:17 am
Spireon, Inc., Opposition No. 91252138 (Feb. 10, 2022) [pdf here], wherein the Board found confusion likely between Spireon's mark FL FLEX for electronic devices for tracking the location of mobile assets, and Flex's registered marks FLEX, FLEX (Stylized), and FLEX PULSE for supply chain and logistics management services. [read post]
27 Jun 2023, 9:01 pm
Here are ideas that can be grouped into three categories: (1) greater use of private ordering to manage shareholder proposals; (2) exclude proposals on social policy issues that lack a material relationship with the company; and (3) changes to how the Commission staff processes shareholder proposals. [read post]
27 Jun 2023, 3:08 pm
These included: the unauthorized conveyance of property; improper use of the cooperative’s assets; improper disbursement of the cooperative’s assets to benefit the directors; and failure to recover loss, as well as for breach of fiduciary duty. [read post]
27 Jun 2023, 6:29 am
For example, in January 2020, BlackRock joined CA100+, an activist group comprised of asset managers and others with $68 trillion in collective assets under management. [read post]
25 Jun 2023, 10:03 am
’s management of the black box as would apply to a pension fund (under ERISA) or comparable duty. [read post]
22 Jun 2023, 7:35 am
The group serves 11,000 independent brokers through the following firms, managing $500 billion in client assets: FSC Securities Corporation, SagePoint Financial, Inc. [read post]
20 Jun 2023, 1:28 pm
Silver Law Group is investigating banks TCF Financial and Huntington Bancshares Inc. [read post]
19 Jun 2023, 5:26 am
It is through them that the living spirits of our people, of our history, of our culture interact and interface with us. [read post]
17 Jun 2023, 10:42 am
All related transactions must be denominated in USD, not digital assets. [read post]
17 Jun 2023, 5:40 am
The Securities and Exchange Commission today secured emergency relief in which the all the defendants in its litigation against Binance Holdings Limited, BAM Management US Holdings Inc., BAM Trading Services Inc., and Changpeng Zhao agreed to repatriate…Read the Full Press Release Have a securities law question? [read post]
17 Jun 2023, 2:03 am
March 2, 2023 Practices: Asset Management The Financial Industry Regulatory Authority Inc. [read post]
15 Jun 2023, 7:33 am
Private equity firm Cornell Capital had acquired Instant Brands Acquisition Holdings Inc. in 2018, investing $300 million. [read post]
12 Jun 2023, 2:08 pm
Based in El Segundo, California, Cetera Advisor Networks, LLC (CRD #13572), has a staff of 2,519 advisors and $50 billion in assets under management. [read post]
8 Jun 2023, 3:00 am
What it can do is try to shut down Coinbase Inc., the biggest US crypto exchange, and shut Binance, the biggest global crypto exchange, out of the US market. [read post]
7 Jun 2023, 7:29 am
“Inc. [read post]
6 Jun 2023, 8:38 am
Further, it does not provide the useful insights of business unit receipts and disbursements. [read post]
5 Jun 2023, 4:09 am
Federal Circuit Court Says Price Isn't Right In UBS Whistleblower Retaliation (BrokeAndBroker.com Blog) Branch Manager and FINRA Fail to See Red Flags of Unsuitability Involving Senior Customers (BrokeAndBroker.com Blog) Physically Delivering Digital Assets In Order To Satisfy CFTC's Observation (BrokeAndBroker.com Blog) Bill Singer, Publisher of the Securities Industry Commentator and the BrokeAndBroker.com Blog, Calls for BOYCOTT of 2023 FINRA Elections SCOTUS Says… [read post]
31 May 2023, 9:05 pm
The Senate panel is demanding information from the businesses that run those 13 plants, but apparently not Blackstone, which owns PSSI and is the world’s largest alternative asset manager. [read post]
