Search for: "US Securities and Exchange Commission"
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25 Mar 2024, 10:00 pm
The US Securities and Exchange Commission (SEC) completed a historic rulemaking on March 6, 2024 by adopting new rules requiring public companies to disclose certain climate-related information in registration statements and annual reports. [read post]
25 Mar 2024, 10:00 pm
The US Securities and Exchange Commission (SEC) completed a historic rulemaking on March 6, 2024 by adopting new rules requiring public companies to disclose certain climate-related information in registration statements and annual reports. [read post]
25 Mar 2024, 10:00 pm
The US Securities and Exchange Commission (SEC) completed a historic rulemaking on March 6, 2024 by adopting new rules requiring public companies to disclose certain climate-related information in registration statements and annual reports. [read post]
25 Mar 2024, 8:55 pm
Our Skilled Alternative Investment Lawyers Are Investigating In an August 2022 Investor Bulletin, the US Securities and Exchange Commission’s (SEC) Office of Investor Education and Advocacy cautioned about the risks involving Regulation D private placements, which are exempt from the regulator’s registration requirements. [read post]
25 Mar 2024, 2:51 pm
Securities and Exchange Commission is seeking fines and penalties totaling $2 billion in its case against Ripple Labs over sales of the cryptocurrency XRP, the company’s chief legal officer said in a social media post. [read post]
25 Mar 2024, 10:41 am
On March 6, 2024, by a party-line vote of 3-2, the US Securities and Exchange Commission (SEC) adopted final rules (entitled “The Enhancement and Standardization of Climate-Related Disclosures for Investors”) requiring most public companies to disclose climate-related information in registration statements and annual reports filed with the SEC. [read post]
25 Mar 2024, 6:00 am
On March 6, 2024, by a party-line vote of 3-2, the US Securities and Exchange Commission (SEC) adopted final rules (entitled “The Enhancement and Standardization of Climate-Related Disclosures for Investors”) requiring most public companies to disclose climate-related information in registration statements and annual reports filed with the SEC. [read post]
24 Mar 2024, 10:00 pm
On March 18, the US Securities and Exchange Commission (SEC) announced the first AI-related settled actions against two investment advisers— Delphia (USA) Inc. and Global Predictions Inc. [read post]
24 Mar 2024, 10:00 pm
On March 18, the US Securities and Exchange Commission (SEC) announced the first AI-related settled actions against two investment advisers— Delphia (USA) Inc. and Global Predictions Inc. [read post]
24 Mar 2024, 10:00 pm
On March 18, the US Securities and Exchange Commission (SEC) announced the first AI-related settled actions against two investment advisers— Delphia (USA) Inc. and Global Predictions Inc. [read post]
24 Mar 2024, 10:00 pm
On March 18, the US Securities and Exchange Commission (SEC) announced the first AI-related settled actions against two investment advisers— Delphia (USA) Inc. and Global Predictions Inc. [read post]
24 Mar 2024, 10:00 pm
On March 18, the US Securities and Exchange Commission (SEC) announced the first AI-related settled actions against two investment advisers— Delphia (USA) Inc. and Global Predictions Inc. [read post]
24 Mar 2024, 10:00 pm
On March 18, the US Securities and Exchange Commission (SEC) announced the first AI-related settled actions against two investment advisers— Delphia (USA) Inc. and Global Predictions Inc. [read post]
24 Mar 2024, 9:01 pm
As is customary, I’d like to note that my views are my own as Chair of the Securities and Exchange Commission, and I am not speaking on behalf of my fellow Commissioners or the staff. [read post]
24 Mar 2024, 11:08 am
The case is now known as In Re: Securities and Exchange Commission, The Enhancement and Standardization of Climate-Related Disclosures for Investors, Issued on March 6, 2024, J.P.M.L., MCP No. 180, consolidation order issued 3/21/24. [read post]
23 Mar 2024, 11:29 am
Draft Framework Convention on the design, development, use, and decommissioning of artificialintelligence systems based on the Council of Europe standards on human rights, democracy and therule of law, as well as other relevant international legal standards, and conducive to innovation, inaccordance with the relevant decisions of the Committee of Ministers. [read post]
22 Mar 2024, 2:30 am
The Judicial Panel on Multidistrict Litigation lottery selected the US Court of Appeals for the Eighth Circuit as the venue for hearing a case consolidating nine lawsuits against the March 6 Securities and Exchange Commission regulations filed in six different circuits, according to an order. [read post]
21 Mar 2024, 9:07 am
On 6 March 2024, the US Securities and Exchange Commission adopted final rules by a 3-2 vote that would require domestic and foreign registrants to provide climate-related disclosures in their registration statements and annual reports. [read post]
21 Mar 2024, 8:51 am
Case Citation: Securities and Exchange Commission v. [read post]
21 Mar 2024, 6:00 am
So it was again this week when Congresswoman Ann Wagner of Missouri had her House Financial Services subcommittee spend half a day on a hearing she called “Securities Exchange Commission Overreach: Examining the Need for Reform. [read post]
