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26 Jul 2018, 9:00 am by Jesse Tyner Moore
Watkins joins from the Office of the Arizona Attorney General, where he has overseen Arizona’s “regulatory sandbox” fintech initiative, the first of its kind in the United States. [read post]
10 Jul 2018, 3:57 am by Hedge Fund Lawyer
Enforcement SEC Takes Civil Actions Against Fraudulent ICO On April 2, 2018, the SEC filed a complaint in the United States District Court for the Southern District of New York against Centra Tech., Inc. [read post]
9 May 2018, 9:40 am by John Elwood
Greene’s Energy Group, LLC, involving the constitutionality of inter partes review. [read post]
27 Apr 2018, 6:47 am by John Elwood
This group is enormous, including Sessions v. [read post]
19 Apr 2018, 12:38 pm by John Elwood
That brings us to what is undoubtedly this week’s most interesting group of cases. [read post]
16 Apr 2018, 4:48 pm by Kevin LaCroix
Securities and Exchange Commission (SEC) charged two co-founders of Centra Tech, Inc., (Centra) a purported financial services start-up, with orchestrating a fraudulent initial coin offering (ICO), a term that is meant to describe the offer and sale of digital assets issued and distributed on a blockchain, that raised more than $32 million from thousands of investors. [read post]
16 Apr 2018, 10:38 am by Cynthia Marcotte Stamer
Fagg of the United States Court of Appeals for the Eighth Circuit. [read post]
6 Apr 2018, 1:21 pm by John Elwood
FTI Consulting, Inc. [read post]
5 Apr 2018, 8:24 am by CFM Admin
Similar to the SEC, the Financial Industry Regulatory Authority, Inc. [read post]
29 Mar 2018, 12:05 pm by FHH Law
Chairman Pai has tasked the FCC’s Diversity Advisory Committee to oversee the program. [read post]
1 Feb 2018, 5:55 pm by Kevin LaCroix
Supreme Court has recently agreed to resolve this matter, in the case of Cyan, Inc. v. [read post]
5 Jan 2018, 5:35 am by Cynthia Marcotte Stamer
  See 21CO 8-K Re: GAMMA Settlement March 9, 2016 ;  See also United States Settles False Claims Act Allegations Against 21st Century Oncology for $34.7 Million. [read post]
15 Dec 2017, 9:01 am by CFM Admin
  As we prepare for a new year, we also reflect on an eventful 2017 year that included the emergence of a new asset class, a steady upswing in the stock market, and proposed legislation to revise the United States tax code. [read post]
15 Dec 2017, 9:01 am by CFM Admin
  As we prepare for a new year, we also reflect on an eventful 2017 year that included the emergence of a new asset class, a steady upswing in the stock market, and proposed legislation to revise the United States tax code. [read post]
12 Dec 2017, 4:36 pm by Kevin LaCroix
The company, Munched, Inc. halted its ICO after being contacted by the SEC, and agreed to an order in which the Commission found that its conduct constituted unregistered securities offers and sales. [read post]
14 Nov 2017, 3:27 am by Kevin LaCroix
John Reed Stark  As I noted in a recent post (here), the business pages these days are full of headlines about Initial Coin Offerings (ICOs). [read post]