Search for: "WELLS FARGO & COMPANY"
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7 Oct 2017, 11:32 am
Since March 2011 Rohl has been associated with Wells Fargo. [read post]
15 Mar 2015, 5:46 am
The Financial Industry Regulatory Authority (FINRA) sanctioned and barred broker Douglas Melzer (Melzer) concerning allegations that Melzer participated in four private securities transactions when four of his Wells Fargo Advisors, LLC (Wells Fargo) customers invested $2,000,000 in a company called Aquatic Synthesis Unlimited (Aquatic Synthesis) through investment contracts that were not approved by Wells Fargo. [read post]
19 Feb 2021, 1:06 pm
Scott Reed’s broker report indicates that he was registered with Wells Fargo Clearing Services in Scottsdale, AZ from 2016 until April 2020 when he was reportedly discharged after he “recommended and facilitated investment opportunities in investments sold away from and not offered by Wells Fargo Advisors. [read post]
13 Dec 2016, 3:31 pm
After the Wells Fargo scandal earlier this year in which the company admitted that its bankers created millions of fraudulent accounts, Wells Fargo is once again in the public eye for its attempt to stay out of courts by forcing the customers of these fraudulent accounts into closed door arbitration agreements. [read post]
13 Dec 2016, 3:31 pm
After the Wells Fargo scandal earlier this year in which the company admitted that its bankers created millions of fraudulent accounts, Wells Fargo is once again in the public eye for its attempt to stay out of courts by forcing the customers of these fraudulent accounts into closed door arbitration agreements. [read post]
8 Dec 2008, 2:12 pm
We will monitor the Wachovia Action and will report on the court's decision on whether it will enjoin the Well Fargo-Wachovia merger. [read post]
5 Oct 2008, 4:53 pm
Under Wachovia’s agreement with Wells Fargo “Citigroup is always free to make a superior offer to Wachovia. [read post]
23 Feb 2012, 9:11 pm
It said… “I was hired as one of those “Independent File Review Specialist” at a company called Promontory working on Wells Fargo Bank. [read post]
6 Oct 2008, 4:46 pm
This just in: The three parties involved in the Wachovia litigation — Wachovia, Citigroup and Wells Fargo — have agreed to halt all litigation activity until noon Wednesday. [read post]
13 Jul 2009, 4:12 am
Extreme economic problems require extreme solutions, and Wells Fargo Bank has come up with a good one. [read post]
13 Dec 2023, 11:03 am
Brtie is funded a capital firm backed by Wells Fargo, according to Reuters. [read post]
26 May 2020, 7:24 am
In Wells Fargo v. [read post]
28 Sep 2016, 11:33 am
But when the economy is less than robust, the need to make up for lagging sales can lead desperate companies into some seriously questionable waters. [read post]
30 Dec 2011, 8:37 am
But, first I want to point something out to Wells Fargo CEO John Stumpf and the folks at Wells Fargo. [read post]
14 Jul 2009, 5:45 pm
Wells Fargo. [read post]
28 Jun 2022, 1:55 pm
A copy of the June 28, 2022 complaint against Wells Fargo can be found here. [read post]
7 Nov 2015, 9:59 am
Wells Fargo isn’t the only big lender to violate the bankruptcy code recently. [read post]
5 Oct 2011, 7:23 am
And really, what better company to dope-slap for the practice than Wells Fargo (WFC)? [read post]
31 Oct 2020, 1:26 pm
Most recently, earlier this year Wells Fargo customer alleged that Agent Reed solicited him to invest in “an investment opportunity in a company not offered by Wells Fargo Advisors”, Reed broker-dealer at the time. [read post]
4 Aug 2015, 6:48 am
From the Desk of Jim Eccleston at Eccleston Law LLC: A battle between Wells Fargo Advisors and a former employee turned ugly when emails leaked showing the employee purportedly had funneled business to his new firm, while still employed at Wells Fargo.Wells Fargo accuses the rep of funneling business for eight months before he officially left the company. [read post]
