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15 Feb 2012, 4:12 am by Broc Romanek
Here are some of the latest entries: - NACD's New Blue Ribbon Commission Report on Lead Directors - Corp Fin Allows Exclusion of GE Auditor Rotation Proposal - SEC Republishes Revised FINRA Proposal to Require the Filing of Private Placements - Sentencing Commission Acts on Dodd-Frank - Q&A with Governance Expert Bob Monks - Broc Romanek [read post]
29 May 2011, 10:40 pm
Regarding the SEC proposal, Shepherd Smith Edwards founder and securities fraud attorney William Shepherd says, “What took you so long? [read post]
29 Jul 2013, 9:50 am by S2KM Limited
Hartford ELNY and Reliance insolvencies Deficit Reduction Act Affordable Care Act Dodd-Frank 468B qualified settlement funds The Internet For S2KM's reporting about previous NASP Conferences and structured settlement secondary market issues, see the structured settlement wiki. [read post]
20 Mar 2014, 5:49 pm by Colin O'Keefe
SEC’s Amicus Brief: Internal Whistleblower Reports Covered By Dodd-Frank Anti-Retaliation Provision – Steven J. [read post]
16 Mar 2011, 7:01 am by Broc Romanek
We urge the SEC to take prompt action to modernize the Section 13 rules consistent with the new authority granted by the Dodd-Frank Act. [read post]
20 Jun 2011, 7:57 am by Sudeshna Dutta
After experiencing his first reunion, Class of 2006 president Thomas Williams said he felt as if he had been welcomed into a family and was no longer just a graduate of the school. [read post]
18 May 2012, 5:00 am by Doug Cornelius
Signed Laws & Rules Around the Corner by William Carleton One way to remind ourselves how much is at stake in JOBS Act rulemaking – even though the JOBS Act itself has already passed – is to remember what happened to the net worth standard under the accredited investor definition of Regulation D, following the passage of Dodd-Frank. [read post]
22 Aug 2012, 1:34 am by Kevin LaCroix
In a decision that gives broad effect to a D&O insurance policy’s contractual liability exclusion, on August 17, 2012, Middle District of Pennsylvania Judge William Nealon granted the insurer’s motion for summary judgment, holding under Pennsylvania law that the insurer had no obligation to defend or indemnify the policyholder in the underlying action. [read post]
16 May 2016, 11:09 am by Mark Astarita
 The deadline for comments on the proposed rule, which was submitted for publication in the Federal Register, is July 22, 2016.Section 956 of the Dodd-Frank Wall Street Reform and Consumer Protection Act requires the agencies to jointly prescribe such regulations or guidelines. [read post]
17 Dec 2020, 8:30 pm by Jim Sedor
National/Federal Attorney General William Barr to Step Down Politico – Josh Gerstein and Kyle Cheney | Published: 12/14/2020 Attorney General William Barr is leaving his position, a decision that follows months of complaints from President Trump about the administration’s top lawyer. [read post]
20 Aug 2017, 9:30 pm by Ronald M. Levin
A look at Dodd-Frank itself supports the prevailing understanding. [read post]
2 Nov 2010, 7:25 am by Jonathan Lipson
Since Dodd-Frank won’t deal with this–Too Small To Matter? [read post]
29 Mar 2018, 9:30 pm by Sarah Madigan
Required by the Dodd-Frank Wall Street Reform and Consumer Protection Act, these disclosures juxtapose median employee pay with that of the chief executive officer. [read post]
1 Apr 2016, 6:08 am
Segal, Wachtell, Lipton, Rosen & Katz, on Monday, March 28, 2016 Tags: Board communication, Boards of Directors, Compensation committees, Compensation disclosure, Compensation ratios, Disclosure, Dodd-Frank Act, Engagement, Executive Compensation, Management, Proxy advisors, Say on pay,SEC, Securities Regulation, Shareholder activism The Inside Counsel Revolution Posted by Benjamin W. [read post]
1 Apr 2016, 6:08 am
Segal, Wachtell, Lipton, Rosen & Katz, on Monday, March 28, 2016 Tags: Board communication, Boards of Directors, Compensation committees, Compensation disclosure, Compensation ratios, Disclosure, Dodd-Frank Act, Engagement, Executive Compensation, Management, Proxy advisors, Say on pay,SEC, Securities Regulation, Shareholder activism The Inside Counsel Revolution Posted by Benjamin W. [read post]
3 Mar 2012, 1:59 am
McDonald's Corporation - $430,000Lobbyists: Chester "Bo" Bryant, Jr. and Jimmie Williams (McDonald's); Marc J. [read post]