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14 Aug 2012, 9:14 am
She has also led the legal team as they implement provisions of the Dodd-Frank Act, namely the consolidation of rules governing national banks and federal savings associations into one set of standards. [read post]
13 Aug 2012, 1:30 pm
More generally, Williams was known for her tendency to prioritize banks' interests over consumer protection and for her hostility to the CFPB and the Dodd-Frank Act. [read post]
8 Aug 2012, 4:58 pm
” For more information on the Dodd-Frank Wall Street Reform and Consumer Protection Act, please visit Hunton & Williams’ Financial Industry Resource Center. [read post]
27 Jul 2012, 9:05 am
Most agree that the ‘securities police were not doing their job during the Madoff debacle and other widespread fraud,” said Securities Lawyer William Shepherd. [read post]
24 Jul 2012, 5:17 pm
He based this finding on the words of Lord Osborne in H M Advocate v William Frederick Ian Beggs (No2) (2002 S.L.T. 139). [read post]
13 Jul 2012, 1:00 am
First, in July 11, 2012 order (here), Southern District of New York William H. [read post]
8 Jul 2012, 2:00 am
"Conard presents himself as a critic of the move back toward regulation, exemplified by the Dodd-Frank Act, and as a defender of free market principles," explains Posner. [read post]
26 Jun 2012, 9:30 pm
William Funk is the Robert E. [read post]
21 Jun 2012, 2:01 pm
“An intense battle is being fought in Congress over Dodd-Frank efforts to ‘re-regulate’ the securities industry after the debacle caused by the ‘deregulation’ of that industry over the previous decade,” said Shepherd Smith Edwards and Kantas Founder and Stockbroker Fraud Attorney William Shepherd. [read post]
18 Jun 2012, 1:48 pm
He also claims that Gensler has neglected to make rulemaking a priority as it relates to implementing key aspects of the 2010 Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
8 Jun 2012, 7:47 am
Frank specifically praised the work being done by Massachusetts Securities Commissioner William Galvin, while Chairman Bachus praised the work that Alabama Securities Commissioner Joe Borg has been doing.Also praising Mr. [read post]
7 Jun 2012, 8:21 am
In addition to Chairman Bair, other SRC members will include former CFTC Chair Brooksley Born, former SEC Chair William Donaldson, former SEC Commissioner Harvey Goldschmid, and former US Senators Bill Bradley (D-NJ), Chuck Hagel (R-NE) and Alan Simpson (R-WY). [read post]
31 May 2012, 11:46 am
The two regulators have partially attributed this to the Dodd-Frank Wall Street Reform and Consumer Protection Act, which doesn’t authorize self-funding despite the fact that SEC Chairman Mary Schapiro, past SEC chairmen, certain senators, and securities lawyers had pressed for it. [read post]
22 May 2012, 8:23 am
By: William J. [read post]
20 May 2012, 7:47 pm
According to community bank chairman William Grant, the burden of compliance with many tons of new regulations is crushing community banks. [read post]
18 May 2012, 12:47 pm
What really set me off was the Wall Street Journal’s Holman Jenkins writing “Jamie Dimon Stubs Dodd-Frank’s Toe” and his soft-shoe shuffle around JP Morgan Chase Bank’s $2 billion dollar trading fiasco. [read post]
18 May 2012, 5:00 am
Signed Laws & Rules Around the Corner by William Carleton One way to remind ourselves how much is at stake in JOBS Act rulemaking – even though the JOBS Act itself has already passed – is to remember what happened to the net worth standard under the accredited investor definition of Regulation D, following the passage of Dodd-Frank. [read post]
6 May 2012, 7:40 pm
AEA, whose former MBL director William Liddle is headed to jail as a result of the fraud, reported net income of $840,000 for the first quarter of 2012, but is still operating with negative $12 million of its own net worth. [read post]
26 Apr 2012, 3:25 pm
In it, the Office of the Inspector General blamed the SEC for not conducting cost-benefit analysis when writing Dodd-Frank mandated rules. [read post]
24 Apr 2012, 6:08 am
Lynda Dodd chaired the Midwest panel discussion of the book, and McMahon responded to comments made by Terri Peretti, Mark Graber, and me. [read post]
