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29 Apr 2013, 6:00 am
In addition, in many cases, the mortgage lender is not necessarily an institutional lender such as a bank. [read post]
28 Mar 2012, 6:44 am
The Bank is a responsible body. [read post]
20 Apr 2022, 12:42 pm
Robert Foley (Robert Patrick Foley CRD# 6060234) is a broker and investment advisor whose last known employer was Wynston Hill Capital, LLC (CRD#:103811) of Red Bank, NJ. [read post]
11 Jun 2009, 6:15 am
A bank has $100 of assets financed by $90 of deposits and $10 of capital, of which $4 come from the bank's bondholders and $6 are equity; the bank's equity is in turn held by a bank holding company, which is financed by $2 from the bank holding company's bondholders and $4 of equity and has no other assets; and the bank manager is compensated with some shares in the bank holding company. [read post]
28 Feb 2018, 9:30 pm
The bill, which advanced within the U.S. [read post]
28 Feb 2017, 3:40 pm
CLS Bank. [read post]
2 Nov 2012, 1:15 pm
Beyond this, with Canada being an export driven economy the global economic uncertainty there could be further job losses within the already decimated manufacturing sector.Tiff Macklem, the Bank of Canada's Senior Deputy Governor, recently misled the public when he painted a rosy picture of a strong labour market recovery in the wake of the financial crisis. [read post]
4 Mar 2018, 12:00 am
Chang allegedly opened a nominee brokerage account in his brother’s name in 2002 and one in his wife’s name in 2011, both funded from foreign bank accounts he held or controlled. [read post]
6 Nov 2020, 7:39 am
Peirce also posited that firms should be able to tell new customers clearly and in advance that they are a "digital-only" firm without paper documentation. [read post]
13 Nov 2015, 6:30 am
This year (2015-2016), she is a fellow at the Radcliffe Institute for Advanced Study.Elizabeth Blackmar is a Professor of History at Columbia University. [read post]
14 Sep 2016, 3:56 am
A review of the Rules of Practice is also in order, CCMC asserts, for example to provide adequate opportunities for pretrial discovery and depositions.With respect to Wells submissions, the Enforcement Division should create a consistent process, provide adequate access to its investigative files, and afford reasonable advance notice of an enforcement action to any party that has made a Wells submission or request advance notice.CCMC also recommends steps to reassess and clarify… [read post]
13 Apr 2018, 5:01 am
” She also proposes permitting taxpayers to receive advance refunds on an emergency basis. [read post]
8 Nov 2022, 1:36 am
As the ‘knowledge economy’ advances, more and more of the value that firms and the overall economy achieve will come from intangible assets—including IP. [read post]
25 May 2014, 11:04 am
The PRB found that respondent had violated the rules of professional conduct governing separation of personal and clients’ property; proper accounting for clients’ funds; and use of advance deposits. [read post]
1 Aug 2017, 6:57 am
SEC staff also would be prohibited from having advance discussions with anyone regarding a recommendation to the Commission that a waiver be granted or denied. [read post]
10 Jul 2013, 8:47 pm
Among other things, disqualifying events include criminal convictions in connection with sales of securities, making false filings with the SEC, final orders from federal banking agencies or state regulators prohibiting the issuer from engaging in the sale of securities, as well as certain SEC disciplinary orders and cease-and-desist orders. [read post]
12 Feb 2020, 11:13 pm
For instance, one of the applications that at first glance looks like Tinder is, in fact, a banking Trojan that constantly requests Accessibility service rights, and upon getting them, grants itself all rights necessary to steal money from the user. [read post]
18 Aug 2013, 4:03 pm
While our forefathers could never have dreamed of the technical advances we have seen in the last two centuries - we are charged with trying to understand how they would have viewed such advances. [read post]
29 May 2013, 2:38 pm
In Liberia, the United Nations is represented by the UN Mission in Liberia (UNMIL), as well as 16 specialized agencies, funds, programs, and the World Bank. [read post]
8 Jul 2013, 9:11 am
That, in turn, would go against the grain of the Supreme Court's jurisprudence which has stressed that, although technological advances may alter the analysis of personal jurisdiction, those advances may not eviscerate the constitutional limits on a state's power to exercise jurisdiction over nonresident defendants. [read post]