Search for: "Capital Funding, LLC "
Results 2381 - 2400
of 3,321
Sorted by Relevance
|
Sort by Date
23 Aug 2015, 9:31 pm
Ditto for Limited Liability Companies (LLCs). [read post]
29 Jul 2013, 8:08 pm
The ownership in an LLC is protected by LLC law. [read post]
13 Oct 2010, 8:46 am
FMR LLC that the Sarbanes-Oxley whistleblower protections apply to employees of private investment firms that operate and advise mutual funds. [read post]
21 Apr 2009, 3:05 pm
Mobile Hotel Properties, LLC, 367 F. [read post]
26 Mar 2008, 10:42 am
Steve East, chief economist for FBR Capital Markets says, "As far as Wall Street securities houses go, Bear Stearns wasn't too big to fail. [read post]
8 Feb 2021, 9:50 am
” The hearing focused on the FTC’s ability to obtain equitable monetary relief under Section 13(b) of the FTC Act – an issue that is currently being considered by the Supreme Court in AMG Capital Management LLC v. [read post]
13 Apr 2008, 9:49 am
Washington Square Financial, LLC Prosperity Partners Stone Street Capital Download stone_street_capital_cash_now_4132008.pdf American Settlement Funds (alter ego of JGW) FDR Resources- a/k/a 'money-now.net (advertises "structured settlements cash today") American Financial Freedom [read post]
7 Jan 2009, 5:05 am
• You pay higher taxes for the gains on equity index annuities then you would from the lower, capital gains taxes on equities for mutual funds. [read post]
17 Mar 2017, 6:00 am
Davison, WilmerHale LLP, on Wednesday, March 15, 2017 Tags: Broker-dealers, Deregulation, Dodd-Frank Act, FCPA, Fiduciary rule, Insider trading, Money laundering, SEC, SEC enforcement, Securities enforcement, Securities litigation, Securities regulation, Whistleblowers Super Hedge Fund Posted by Sharon Hannes, Tel Aviv University, on Wednesday, March 15, 2017 Tags: Hedge funds, Incentives, Institutional Investors, Institutional monitoring, Long-Term value, Market efficiency,… [read post]
26 Nov 2021, 5:38 am
Maldonado, Schulte Roth & Zabel LLP, on Monday, November 22, 2021 Tags: Asset management, Disclosure, Exchange-traded funds, Form N-PX, Institutional Investors, Mutual funds, Rule 14Ad‑1, SEC, Securities regulation, Shareholder voting Stock Investors’ Returns are Exaggerated Posted by Jesse M. [read post]
20 Nov 2020, 6:00 am
Securities and Exchange Commission, on Thursday, November 19, 2020 Tags: Compliance and disclosure interpretation, Disclosure, Investment advisers, Investor protection, Retail investors, SEC, SEC enforcement, Securities enforcement, Securities fraud, Whistleblowers A Sober Look at SPACs Posted by Michael Klausner (Stanford University), Michael Ohlrogge (NYU), and Emily Ruan (Stanford University), on Thursday, November 19, 2020 … [read post]
23 Jun 2017, 6:07 am
Inside Investment and Hedge Fund Performance Posted by Arpit Gupta, NYU Stern School of Business and Kunal Sachdeva, Columbia Business School, on Wednesday, June 21, 2017 Tags: Agency costs, Asset management, Conflicts of interest, Fund managers, Hedge funds, Incentives, Institutional Investors, Investment advisers, Management, Ownership, Private equity, Skin in the game Are Shareholder Proposals on… [read post]
18 Jan 2019, 5:56 am
: The Economics within the Private Equity Partnership Posted by Victoria Ivashina (Harvard Business School) and Josh Lerner (Harvard Business School), on Monday, January 14, 2019 Tags: Agency costs, Capital formation, Fund managers, Fund performance, Ownership structure, Partnerships, Private equity, Venture capital firms Corporate Governance Failures and Interim CEOs Posted by George Mussalli and Sevinc… [read post]
30 Mar 2018, 6:01 am
Grundy (University of Melbourne) and Patrick Verwijmeren (Erasmus School of Economics and University of Melbourne), on Monday, March 26, 2018 Tags: Arbitrage, Bonds, Capital formation, Convertible bonds, Hedge funds The Fragmented Regulatory Landscape for Digital Tokens Posted by Jai R. [read post]
18 Dec 2018, 4:29 am
In addition to the unpaid fees, in June 2012, Hellige caused Eudora to make a $20,000 loan to MV, and in return for this personal loan, MV granted Eudora a 5% equity interest in ShopLink and any corporate entities owned by MV, including Counter Capital LLC (Counter Capital), which owned all of the 15 million initially issued and outstanding shares of ShopLink (id. [read post]
11 May 2010, 12:19 am
(d/b/a VPD), Twentieth Century Fox Home Entertainment LLC, and Warner Home Video. [read post]
26 Dec 2008, 7:37 am
Happ was represented in the proceedings by the Columbus, Ohio, law firm of Kravitz, Brown & Dortch, LLC, and by the Atlanta, Georgia, law firm of Gillen Withers & Lake, LLC. [read post]
22 Mar 2019, 6:27 am
Posted by Cydney Posner, Cooley LLP, on Sunday, March 17, 2019 Tags: Accountable Capitalism Act, Citizens United v. [read post]
26 May 2017, 6:33 am
Miller, Ethics Metrics LLC, on Thursday, May 25, 2017 Tags: Banks, Compliance & ethics, Disclosure, Financial crisis, Financial institutions, Financial regulation, Information asymmetries, Information environment, Investor protection, Public interest, SIFIs, Systemic risk, Transparency 2017 IPO Report Posted by Mick Bain and Lia Der Marderosian, Wilmer Cutler Pickering Hale and Dorr LLP, on Thursday, May 25, 2017 Tags: Boards of Directors, Capital formation,… [read post]
25 Mar 2016, 6:00 am
Mirvis, Wachtell, Lipton, Rosen & Katz, on Saturday, March 19, 2016 Tags: Antitakeover, Beneficial owners, Blockholders, Disclosure, Hedge funds, Long-Term Value, Mergers & acquisitions,Ownership, Schedule 13D, SEC, SEC rulemaking, Securities Regulation, Shareholder activism, Short-termism, Takeover defenses, Transparency 2015 Review of BSA/AML and Sanctions Developments Posted by Elizabeth T. [read post]
