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28 Sep 2023, 8:30 pm by Ann Pearson
They updated their definition of paralegal to remove the term legal assistant and said, “A paralegal is a person, qualified by education, training or work experience who is employed or retained by a lawyer, law office, corporation, governmental agency or other entity and who performs specifically delegated substantive legal work for which a lawyer is responsible. [read post]
28 Sep 2023, 1:51 pm by Alan Rosca
Pitta reportedly was employed as a broker by Guardian Investor Services Corporation, in New York, New York, from 1993 to 1999. [read post]
28 Sep 2023, 1:51 pm by Alan Rosca
Pitta reportedly was employed as a broker by Guardian Investor Services Corporation, in New York, New York, from 1993 to 1999. [read post]
28 Sep 2023, 1:51 pm by Alan Rosca
Pitta reportedly was employed as a broker by Guardian Investor Services Corporation, in New York, New York, from 1993 to 1999. [read post]
28 Sep 2023, 1:31 pm by Alan Rosca
Lee’s Brokercheck Reveals Multiple Customer Dispute Disclosures Dated June 2023, a customer dispute disclosure is alleging suitability/negligence in connection with debt-corporate investments. [read post]
28 Sep 2023, 1:31 pm by Alan Rosca
Lee’s Brokercheck Reveals Multiple Customer Dispute Disclosures Dated June 2023, a customer dispute disclosure is alleging suitability/negligence in connection with debt-corporate investments. [read post]
28 Sep 2023, 1:31 pm by Alan Rosca
Lee’s Brokercheck Reveals Multiple Customer Dispute Disclosures Dated June 2023, a customer dispute disclosure is alleging suitability/negligence in connection with debt-corporate investments. [read post]
28 Sep 2023, 11:35 am by Alan Rosca
The claimant requested $150,000 in alleged damages for misrepresentation involving debt-corporate investment products. [read post]
28 Sep 2023, 11:35 am by Alan Rosca
The claimant requested $150,000 in alleged damages for misrepresentation involving debt-corporate investment products. [read post]
28 Sep 2023, 11:35 am by Alan Rosca
The claimant requested $150,000 in alleged damages for misrepresentation involving debt-corporate investment products. [read post]
28 Sep 2023, 9:22 am by Amy Howe
” In this case, the court of appeals contended, the CFPB’s funding is “double-insulated” from Congress’s power under the appropriations clause: Not only does the CFPB receive its funding from the Federal Reserve, rather than through the normal appropriations process, but Congress does not determine the amount of that funding. [read post]
28 Sep 2023, 7:00 am by The Petrie-Flom Center Staff
What does it mean when our devices recognize us more accurately when we utter the dialect of consumerism? [read post]
28 Sep 2023, 3:25 am by David Lynn
An issuer does not need to hear from the Staff regarding a preliminary proxy statement during the ten-day period before the issuer may file definitive proxy materials; however, the Staff notes that it may review the issuer’s preliminary proxy statement when the SEC is operational. 10. [read post]
28 Sep 2023, 12:15 am
Section 17701.7 of the California Corporations Code sets up two arguably contradictory rules. [read post]
27 Sep 2023, 6:50 pm by Gene Takagi
Supreme Court Ends Affirmative Action in Higher Education: An Overview and Practical Next Steps for Employers (Sidley Austin) Corporate DEI Policies Face Scrutiny Following SCOTUS Affirmative Action Decision (Lara A. [read post]
27 Sep 2023, 10:59 am by Daniel Shaviro
Hence, a given nation could in theory compensate the losers and reap a Pareto improvement from allowing free trade.As it happens, this scenario does not always apply. [read post]