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8 Aug 2011, 1:49 am by Kevin LaCroix
(According to NERA Economic Consulting’s Mid-Year 2011 Securities Litigation Report, the average percentage of investor losses recovered in 2010 securities class action settlements was 2.4%, and only 1% for 2011 settlements through June 30, 2011.) [read post]
27 Jul 2011, 11:59 am by The Legal Blog
That the accused No. 1 is a Company/Firm and the accused Nos. 2 to 9 were in charge and were responsible to the accused No. 1 for the conduct of the business to the accused No. 1 at the time when offence was committed. [read post]
26 Jul 2011, 2:12 pm by Philippe Laurent
The Court therefore criticized the royal decree as it does not take that criterion into account. [read post]
25 Jul 2011, 10:06 am
However, it does show a certain level of open-mindedness and willingness to think outside of the box. [read post]
22 Jul 2011, 5:53 am by Kim Krawiec
  Does this prove that regulatory agencies are captured or not regulating in the public interest? [read post]
22 Jul 2011, 5:47 am by Kim Krawiec
  Does this prove that regulatory agencies are captured or not regulating in the public interest? [read post]
21 Jul 2011, 4:30 am
Bank N.A. and Does 1 through 25 (yet to be named or fictitious defendants). [read post]
20 Jul 2011, 5:23 pm
" The NWC seminar tour makes its next stop in New York City on July 25, 2011, at 1:00 p.m. [read post]
19 Jul 2011, 2:00 am by Kara OBrien
An adviser is acting at its peril if it receives a consultant’s report, files it, but does not document follow-up. [read post]
18 Jul 2011, 2:00 am by Kara OBrien
A foreign private adviser is any investment adviser who (1) has no place of business in the United States; (2) has fewer than 15 clients and investors in the United States in private funds advised by the adviser; (3) has aggregate assets under management attributable to clients in the United States and investors in the United States in private funds advised by the investment adviser of less than $25 million; and (4) does not hold itself out generally to the U.S. public as… [read post]
13 Jul 2011, 1:16 pm by FDABlog HPM
  Note that the repeal does not affect the annual report and fee for CY 2010 that were due July 1, 2011. [read post]
13 Jul 2011, 2:00 am by Kara OBrien
The proposed rules previously issued by the joint federal banking agencies requiring covered swap entities to collect initial and variation margin stated that covered swap entities are not required to collect initial or variation margin from commercial end user counterparties as long as the covered swap entity’s exposure to the commercial end user is below credit exposure limits that have been established under appropriate credit processes and standards.[5]  The… [read post]
11 Jul 2011, 1:20 pm by Stikeman Elliott LLP
The addition of the "Canadian permitted client" definition to NI 31-103 was not included in the proposal of the Amendments published for comment on June 25, 2010. [read post]
9 Jul 2011, 3:12 pm by WOLFGANG DEMINO
” On June 25, Adams's counsel requested and participated in a telephone conference with the trial court and plaintiffs' counsel. [read post]