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10 Sep 2007, 8:35 am
And today (Sept. 6, 2007), the SEC instituted settled enforcement actions against Commonwealth Equity Services based in Waltham, Mass.; Detwiler, Mitchell, Fenton & Graves based in Boston; and James McCarty, a resident of South Dennis, Mass., for failing to reasonably supervise Mr. [read post]
10 Sep 2007, 8:29 am
  And today (Sept. 6, 2007), the SEC instituted settled enforcement actions against Commonwealth Equity Services based in Waltham, Mass.; Detwiler, Mitchell, Fenton & Graves based in Boston; and James McCarty, a resident of South Dennis, Mass., for failing to reasonably supervise Mr. [read post]
5 Sep 2007, 6:32 am
" [1] Midwest Air Group, Inc., Report of Unscheduled Material Events or Corporate Changes (Form 8-K), at 4 (Aug. 17, 2007) [read post]
29 Aug 2007, 10:22 am
(Chairman Battista and Members Schaumber and Walsh participated) Charges filed by Service Employees Local 285; complaint alleged violations of Section 8(a)(3) and (1). [read post]
22 Aug 2007, 2:30 pm
Firm partner Barry Ostrager, a litigator, says he will be one of the firm's thousand-dollar billers, along with private-equity specialist Richard Beattie and antitrust lawyer Kevin Arquit. [read post]
21 Aug 2007, 8:01 pm
Buffett, the 76-year-old chairman of the giant Berkshire Hathaway Inc. holding company, as one of the last buyers standing [read post]
10 Aug 2007, 2:51 am
Suit Alleges Private Equity Firm Hid Problems at Refco, Seeks Almost $1B Damages New York Law Journal Private equity firm Thomas H. [read post]
6 Aug 2007, 3:18 pm
  By buying [Wild Oats]…we eliminate forever the possibility of Kroger, Super Value, or Safeway using their brand equity to launch a competing natural organic food chain to rival us…[Wild Oats] may not be able to defeat us but they can still hurt us…. [read post]
23 Jul 2007, 10:17 am
According to the opinion for the court by Judge Diane Wood, Todd Bernier, the financial services company's associate director of equity research who is not gay, became increasingly perturbed by the conduct of Christopher Davis, a gay securities analyst. [read post]
17 Jul 2007, 1:21 am
Loeb & Loeb charged Seagal nearly $1.1 million for its services. [read post]
13 Jul 2007, 1:24 am
Also, Canada's largest telecommunications company, BCE Inc., has agreed to be purchased for $48.82 billion by Ontario Teachers Pension Plan, Providence Equity Partners Inc. and Madison Dearborn Partners. [read post]
9 Jul 2007, 8:28 am
ManorCare Inc., a nursing home operator, was bought by private-equity firm Carlyle Group for $6.3 billion. [read post]
6 Jul 2007, 6:39 am
After months of speculation about who would emerge victorious, the news is now out: ALM, Inc. will be sold to U.K. [read post]
29 Jun 2007, 1:34 am
Also, Home Depot Inc. has sold its contractor supply wing, HD Supply, to a partnership of private equity investors for $10.3 billion. [read post]