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17 Oct 2013, 5:00 am by Kimberly A. Kralowec
Moderator Kimberly Kralowec, The Kralowec Law Group - San Francisco, CA Panelists: Jeffrey B. [read post]
27 Jul 2010, 12:16 pm
The OTS Rules, however, re-define several key terms provided in Ontario Regulation 84/03 and the WDA. [read post]
19 Oct 2007, 11:06 am
Gerhard Schmidt, Munich Re, Germany, presented "Insuring nano-Perspective of Munich Re. [read post]
4 Mar 2010, 5:34 am
(In one amusing study , an Oxford team posing as rightsholder asked ISPs to take down a chapter from John Stuart Mill's On Liberty - out of copyright for several centuries. [read post]
13 Nov 2012, 11:54 am
i.andnbsp;andnbsp;andnbsp;andnbsp;andnbsp;andnbsp;andnbsp;andnbsp;andnbsp; Suitability The sale of unsuitable investments is actionable under Rule 10(b) of the Securities and Exchange Act ofandnbsp; 1934, SEC Rule 10b-5.andnbsp; This body of law is premised, in part, on the New York Stock Exchange Rule 405- andldquo;Know Your Customerandrdquo; rule, and is also set forth in FINRAandrsquo;s Conduct Rule IM-2310, which states that:andnbsp; andldquo;In recommending to a customer the… [read post]
9 Jul 2012, 2:51 am by SHG
District Judge John Kane pause. [read post]
23 Nov 2010, 11:38 am by CDT
See readers' questions and John's answers below. [read post]
20 Jun 2014, 1:27 pm by Nadia Kayyali
Unfortunately, the wording of the House's USA FREEDOM Act could be seen as codifying these about searches—something we’re particularly concerned about. [read post]
10 Nov 2014, 6:27 pm by John Palley
-John 192 Cal.App.4th 90 (2011) MEGAN KUCKER et al., as Trustees, etc., Plaintiffs and Appellants, v. [read post]
10 Nov 2014, 6:27 pm by John Palley
-John 192 Cal.App.4th 90 (2011) MEGAN KUCKER et al., as Trustees, etc., Plaintiffs and Appellants, v. [read post]
18 Jun 2010, 5:37 am by Susan Brenner
Code § 13032(b)(1) [now codified in 18 U.S. [read post]
20 May 2010, 5:15 am by Mandelman
If you aren’t already familiar with Johnson, you’re in for a real treat. [read post]