Search for: "In Re Securities and Exchange Commission"
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12 May 2010, 8:29 pm
updated May 13th, 12pm Senators John Kerry (D-MA) and Joe Lieberman (I-CT)… [read post]
11 May 2010, 1:38 pm
Meanwhile, the Securities and Exchange Commission (SEC) announced yesterday that it has met with the leaders of the Financial Industry Regulatory Authority, NASDAQ, BATS, Direct Edge, ISE and the CBOE, and that all parties have agreed on a structural framework for strengthening circuit breakers and handling erroneous trades. [read post]
9 May 2010, 12:16 pm
The Securities and Exchange Commission is investigating Overstock.com and its CEO Patrick Byrne for securities law violations (Details here, and here). [read post]
6 May 2010, 11:47 am
In the latest 10-Q filing with the Securities and Exchange Commission, Google systematically used “website” to refer to what the company called “web sites” as recently as its Feb. 12 10-K filing. [read post]
6 May 2010, 11:47 am
In the latest 10-Q filing with the Securities and Exchange Commission, Google systematically used “website” to refer to what the company called “web sites” as recently as its Feb. 12 10-K filing. [read post]
6 May 2010, 11:18 am
Dennis Berman of the WSJ explains: The Securities and Exchange Commission is examining the disclosures Berkshire Hathaway Inc. made about its $26 billion purchase of Burlington Northern Santa Fe Corp. railroad, said people familiar with the matter. [read post]
5 May 2010, 2:21 pm
The proposed Stop Trading on Congressional Knowledge Act addresses that problem by instructing the Securities and Exchange Commission to adopt rules intended to prohibit such trading. [read post]
5 May 2010, 1:19 pm
On April 21, 2010, the Securities and Exchange Commission filed an action in the U.S. [read post]
4 May 2010, 8:28 pm
Again, we’re not talking here about companies hiding data from consumers or even about their charging “unreasonable” prices for it. [read post]
2 May 2010, 6:36 pm
Instead, Congress contented itself with the disclosure and anti-fraud measures of the Securities Act of 1933 and the Securities Exchange Act of 1934, as enforced since 1934 by the then new Securities & Exchange Commission (SEC). [read post]
29 Apr 2010, 2:08 pm
Securities and Exchange Commission (SEC), one fully supported by the relevant statute, Section 10 of the Securities Exchange Act of 1934, that investors do have a right of action against these defendants. [read post]
28 Apr 2010, 12:40 pm
You're just a thug. [read post]
28 Apr 2010, 12:00 pm
Judge Crabb also denied Quanta's motions for a re-trial and for judgment as a matter of law. [read post]
28 Apr 2010, 4:58 am
In re August 1993 Grand Jury, 854 F.Supp. 1392 (U.S. [read post]
19 Apr 2010, 6:33 am
Other US legal luminaries who have been on the show include former Securities and Exchange Commission chairman Harvey Pitt and Harvard Law School professor David Wilkins, who turned up to discuss the future of the legal profession. [read post]
16 Apr 2010, 12:42 pm
On Wednesday we gave you a preview, courtesy of Reuters, of a mortar that would be launched at the Securities and Exchange Commission by its watchdog, Inspector General David Kotz, for failing to uncover the allege $8 billion Ponzi scheme run by Allen Stanford. [read post]
16 Apr 2010, 5:00 am
Securities & Exchange Commission, 390 F.3d 292 (7th Cir. 2004). [read post]
16 Apr 2010, 5:00 am
Shows Common Errors, Checks Consistency by Melissa Klein Aguilar in Compliance Week’s The Filing Cabinet Information that might be of interest for those public companies preparing to comply with the Securities and Exchange Commission’s XRBL mandate for the first time: A new white paper detailing some of the most common errors companies make related to XBRL U.S. [read post]
15 Apr 2010, 12:34 pm
The Securities and Exchange Commission (SEC) announced that it has proposed new rules to govern the field of bonds backed by consumer loans, perhaps best known in its incarnation of mortgage-backed securities sold during the subprime housing boom. [read post]
14 Apr 2010, 8:25 am
Securities andamp; Exchange Commission, believes has occurred. [read post]
