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12 Apr 2016, 3:50 pm by Cynthia Marcotte Stamer
The Department has taken an approach to defining “recommendation” that is consistent with and based upon the approach taken by the Financial Industry Regulatory Authority (FINRA), the independent regulatory authority of the broker-dealer industry, subject to the oversight of the Securities and Exchange Commission (SEC). [read post]
12 Apr 2016, 3:50 pm by Cynthia Marcotte Stamer
The Department has taken an approach to defining “recommendation” that is consistent with and based upon the approach taken by the Financial Industry Regulatory Authority (FINRA), the independent regulatory authority of the broker-dealer industry, subject to the oversight of the Securities and Exchange Commission (SEC). [read post]
11 Apr 2016, 11:28 am by Mark Astarita
Sprung oversaw investigations of investment advisers for various forms of misconduct involving valuation, disclosure, conflicts of interest, fund governance and the advisory contract approval process, trading practices, and compliance and controls. [read post]
11 Apr 2016, 10:15 am by Cynthia Marcotte Stamer
Stamer’s legal and management consulting work throughout her career has focused on helping organizations and their management use the law and process to manage people, process, compliance, operations and risk. [read post]
11 Apr 2016, 10:15 am by Cynthia Marcotte Stamer
Stamer’s legal and management consulting work throughout her career has focused on helping organizations and their management use the law and process to manage people, process, compliance, operations and risk. [read post]
5 Apr 2016, 3:04 pm by Abbott & Kindermann
              Exempt From CEQA Review  Union of Medical Marijuana Patients, Inc. v. [read post]
The Facts and Lower Court Decisions The employees worked in a pork processing plant and wore protective gear for certain work. [read post]
It is hard to imagine any industry that has not been affected by this new form of technology, from wearable technology and health trackers, to smart thermostats, networked baby monitors, and connected cars. [read post]
1 Apr 2016, 1:25 pm by John Stigi
  The Court examined the impact of the United States Supreme Court’s intervening decision in Omnicare, Inc. v. [read post]
30 Mar 2016, 10:08 am by Cynthia Marcotte Stamer
  As part of this aggressive public relations outreach, OIG has posted a u-Tube video, Eye On Oversight: Childcare Safety Lapses and is conducting an aggressive public relations outreach to expand awareness of its concerns about the childcare industry and its calls for tighter regulation. [read post]
30 Mar 2016, 10:08 am by Cynthia Marcotte Stamer
  As part of this aggressive public relations outreach, OIG has posted a u-Tube video, Eye On Oversight: Childcare Safety Lapses and is conducting an aggressive public relations outreach to expand awareness of its concerns about the childcare industry and its calls for tighter regulation. [read post]
28 Mar 2016, 7:00 am by Jon Gelman
The systems use on-vehicle sensors such as radar, cameras or lasers to detect an imminent crash, warn the driver and apply the brakes if the driver does not take sufficient action quickly enough.NHTSA estimates that the agreement will make AEB standard on new cars three years faster than could be achieved through the formal regulatory process. [read post]
28 Mar 2016, 2:15 am by Cookson Beecher
Department of Agriculture recently awarded a $500,000 grant to Intralytix Inc. to develop a phage cocktail that will be effective against the pathogens that kill larval shellfish. [read post]
25 Mar 2016, 12:58 pm by Cynthia Marcotte Stamer
The new Silica Rule is written as two standards, one for construction and one for general industry and maritime. [read post]
25 Mar 2016, 12:58 pm by Cynthia Marcotte Stamer
The new Silica Rule is written as two standards, one for construction and one for general industry and maritime. [read post]