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14 Apr 2020, 7:55 am
The company has offices in New York and California and is an affiliate of SQN Capital Management LLC, a registered investment advisor with the U.S. [read post]
7 Mar 2013, 8:43 am
The firm failed to review a New York Stock Exchange hearing panel decision sanctioning a founder of the hedge fund, who was also its portfolio manager. [read post]
2 Nov 2020, 10:51 am
Earlier last month the REIT, which trades under the ticker PEI, was reportedly given six months to get its trading price above $1 or be delisted from the New York Stock Exchange, after struggling to recover from the effects of Covid-19. [read post]
5 Jan 2012, 3:34 pm
Kodak was warned by the New York Stock Exchange this week that if their shares stay below $1 over the next six months, then they will be dropped from the listings. [read post]
22 Oct 2008, 2:26 pm
Indeed, the global liquidity crisis has to some degree worked to mute the voice of those who opposed sovereign wealth fund investment in U.S. and European companies, as corporate issuers from New York to Zurich scramble for much-needed capital. [read post]
13 Jul 2006, 8:29 am
Robert Gilmer was employed in the securities industry, and his registration with the New York Stock Exchange provided that he would arbitrate any claim between himself and his employer. [read post]
26 Mar 2010, 6:15 am
” “It’s like the floor of the New York Stock Exchange,” said Michael Louis Kelly, a Los Angeles attorney who is hoping the cases are centered in California. [read post]
24 Oct 2010, 4:15 pm
In the 1990s, for example, the share of Delaware companies’ IPOs registered on the New York Stock Exchange increased to 73-77%. [read post]
13 Jul 2017, 5:40 am
(CCT) announced that pursuant to seeking a listing on the New York Stock Exchange (NYSE) in the next twelve months, CCT will terminate the share repurchase program following the quarterly tender offer in July 2017. [read post]
1 Nov 2018, 9:35 am
According to a press announcement on June 1, 2018, the company received a delisting notification from the New York Stock Exchange (NYSE). [read post]
15 Dec 2008, 2:45 pm
The settlement will mean the end of Hexion's New York state court suit against Credit Suisse and Deutsche Bank. [read post]
3 Jun 2009, 2:18 pm
Investing in Lawsuits, for a Share of the Awards (New York Times, 3 June 2009) is a front page business section article about investment companies such as Juridica Investments, which invest in lawsuits. [read post]
29 Oct 2019, 7:30 am
Argentina has again borrowed many billions USD under New York law. [read post]
13 Nov 2009, 6:28 pm
More than half of the corporations listed for trading on the New York Stock Exchange and nearly 60% of the Fortune 500 corporations are incorporated in Delaware.The passage of the Sarbanes-Oxley Act, along with various other developments, suggests that Delaware has new competition. [read post]
22 Apr 2024, 2:04 pm
MIC’s stock price fell. [read post]
22 Feb 2022, 2:06 pm
-based, the seven non-U.S. companies trade on U.S. stock exchanges as American Depository Receipts (ADRs). [read post]
16 Oct 2008, 1:00 pm
Shares of stock in insurance companies fluctuated wildly on the New York Stock Exchange. [read post]
11 Apr 2016, 3:24 am
New York LLC Law § 603 sets forth the basic default rules governing assignment of LLC membership interests. [read post]
11 Apr 2016, 3:24 am
New York LLC Law § 603 sets forth the basic default rules governing assignment of LLC membership interests. [read post]
15 Dec 2017, 1:02 pm
The findings stated that Meyer exercised control over these accounts, and the high costsSam Peter Paolini (CRD #6087086, New York, New York) Paolini was barred from association with any FINRA member in all capacities. [read post]
