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7 Jul 2016, 5:03 pm
The Securities and Exchange Commission’s (“SEC”) recent $1 million settlement with Morgan Stanley Smith Barney LLC (“MSSB”) marked a turning point in the agency’s focus on cybersecurity issues, an area that the agency has proclaimed a top enforcement priority in recent years. [read post]
30 Jun 2016, 9:29 am
The Securities and Exchange Commission’s (“SEC”) recent $1 million settlement with Morgan Stanley Smith Barney LLC (“MSSB”) marked a turning point in the agency’s focus on cybersecurity issues, an area that the agency has proclaimed a top enforcement priority in recent years. [read post]
30 Jun 2016, 9:29 am
Discover Technologies LLC, B-412773 (May 27, 2016) In Discovery Technologies LLC, GAO denied a protest challenging the awardee’s ability to comply with the Federal Information Security Modernization Act (“FISMA”). [read post]
24 Jun 2016, 9:48 am
Could this be the first warning sign for ICON ECI Fund 16 investors? [read post]
16 Jun 2016, 2:48 pm
The same goes for data security incidents. [read post]
14 Jun 2016, 7:00 am
LLCs, while having less formalities, still often require the adoption of an operating agreement and other items. 2. [read post]
14 Jun 2016, 7:00 am
LLCs, while having less formalities, still often require the adoption of an operating agreement and other items. 2. [read post]
14 Jun 2016, 7:00 am
LLCs, while having less formalities, still often require the adoption of an operating agreement and other items. 2. [read post]
12 Jun 2016, 9:00 pm
GOOD HARBOR SECURITY RISK MANAGEMENT, LLC: Good Harbor is a boutique cyber risk consulting firm that advises CEOs, Boards, government leaders, and investment professionals on cyber security risk management. [read post]
9 Jun 2016, 3:28 pm
However, other federal regulatory agencies are now increasing asserting their authority with respect to data security issues, including in particular, the Consumer Financial Protection Bureau (CFPB), which recently brought its first data security enforcement action. [read post]
8 Jun 2016, 8:27 am
Parexel Int’l LLC for determining whether a Sarbanes-Oxley whistleblower’s belief is objectively reasonable (Beacom v. [read post]
7 Jun 2016, 7:46 am
©2016 Amaxx LLC. [read post]
3 Jun 2016, 8:27 am
The first is different incentives that occur. [read post]
31 May 2016, 9:15 am
©2016 Amaxx LLC. [read post]
26 May 2016, 7:10 am
Earlier this month, the Securities and Exchange Commission (“SEC”) instituted an administrative proceeding against Blue Ocean Portfolios, LLC (“Blue Ocean”), an SEC-registered investment advisor with approximately $106 million in regulatory assets under management, and its Principal, CEO and Chief Compliance Officer, James A. [read post]
24 May 2016, 9:37 am
The Vertical Funds include Vertical Recovery Management, LLC, Vertical Mortgage Fund I, LLC, Vertical US Recovery Fund, LLC, and Vertical US Recovery Fund II, LLC. [read post]
23 May 2016, 11:41 am
©2016 Amaxx LLC. [read post]
19 May 2016, 1:23 pm
First, some background on the political question doctrine. [read post]
19 May 2016, 9:23 am
Turnbull DVD Copy Control Association and Advanced Access Licensing Administrator, LLC: In general, it works well. [read post]
18 May 2016, 1:00 pm
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
