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6 Jul 2021, 10:45 am
At a recent CLE for the Orange County Bar Association, attorney Gary Poole reminded the audience to also trust your instincts. [read post]
6 Jul 2021, 7:57 am
Edited by Gary J. [read post]
5 Jul 2021, 8:38 am
Reiter, Gary S.A. [read post]
3 Jul 2021, 6:00 am
“I’m honored and delighted to welcome Attorney General Grewal to the SEC,” said SEC Chair Gary Gensler. [read post]
3 Jul 2021, 6:00 am
“I’m honored and delighted to welcome Attorney General Grewal to the SEC,” said SEC Chair Gary Gensler. [read post]
1 Jul 2021, 2:35 am
Last week, the Supreme Court unanimously affirmed a lower court decision striking down NCAA rules limiting student-athlete compensation in a decision that is now being scrutinized for its impact on both antitrust law and college sports. [read post]
30 Jun 2021, 11:05 am
Yesterday, Chair Gary Gensler and Investor Advocate Rick Fleming hosted a roundtable discussion with the students and faculty of the University of Texas at Arlington's Department of Finance and Real Estate. [read post]
29 Jun 2021, 7:34 am
According to data collected by Monmouth University Professor Gary Lewandowski, the preliminary data indicates that couples may have actually developed an appreciation for each other given what they endured together. [read post]
29 Jun 2021, 3:11 am
Edited by Gary J. [read post]
28 Jun 2021, 5:50 am
On June 7, 2021, Securities and Exchange Commission (SEC) Chair, Gary Gensler, expressed concern about potential abuses of Securities Exchange Act Rule 10b5-1 and announced that he expects to revise the rule. [1] The agency followed with an updated regulatory agenda which signals that proposed new rules may come before the end of the year. [read post]
28 Jun 2021, 3:15 am
In a speech delivered last week, SEC Chair Gary Gensler confirmed that he has the beneficial ownership reporting rules in his sights. [read post]
26 Jun 2021, 9:00 am
SEC Chair Gary Gensler will be delivering keynote remarks at the National Whistleblower Center’s virtual event celebrating National Whistleblower Day 2021. [read post]
25 Jun 2021, 5:03 pm
While SEC Chairman Gary Gensler continues to push for a multi-agency approach, the case against Ripple means that in the short term Federal agencies will favor the “enforcement over regulation approach,” and approach that brings little clarity. [read post]
25 Jun 2021, 12:25 pm
Hate-Crime Laws Don’t Work as Their Supporters Intended By Avlana Eisenberg, Gary & Sallyn Pajcic Professor, Florida State University College of Law Avalana Eisenberg argues that hate-crime laws do not operate as many of their supporters assumed they would, mainly because prosecutors often do not bring hate-crime charges for a variety of logistical, practical, and strategic reasons. [read post]
25 Jun 2021, 5:49 am
Louis), on Thursday, June 24, 2021 Tags: Banks, Financial advisers, Financial institutions, Investment banking, Liability standards, Mergers & acquisitions, Misconduct, Securities fraud, Securities regulation Prepared Remarks by SEC Chair Gensler at London City Week Posted by Gary Gensler, U.S. [read post]
25 Jun 2021, 5:49 am
[On June 7, 2021], in remarks before the WSJ’s CFO Network Summit, SEC Chair Gary Gensler scooped the Summit with news of plans to address issues he and others have identified in Rule 10b5-1 plans. [read post]
24 Jun 2021, 1:26 pm
That same month, Gary Gensler was confirmed as the new Chair of the SEC. [read post]
24 Jun 2021, 11:06 am
Gary Gensler, Chair of the Securities and Exchange Commission (SEC), will be delivering keynote remarks. [read post]
24 Jun 2021, 6:57 am
By Jay Fishman, J.D.SEC Chair Gary Gensler, on June 23, 2021, addressed London City Week about public company disclosures, market structure, transparency, and LIBOR. [read post]
24 Jun 2021, 5:56 am
Posted by Gary Gensler, U.S. [read post]