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26 Jul 2023, 9:01 pm by renholding
First, the Commission rejects financial materiality as the touchstone for its disclosures,[4] and fails to offer in its place a meaningful intelligible limit to its disclosure authority.[5] The release explains that Congress gave “the Commission, which regulates dynamic aspects of a market economy,” “intentionally broad” authority to require disclosures on a wide range of matters, even ones that do “not directly relate to a company’s value and… [read post]
15 Dec 2017, 9:01 am by CFM Admin
  Under the Custody Rule, if a registered investment adviser has custody of “client funds or securities”, then it must maintain those client assets with a qualified custodian (generally a bank, broker-dealer, FCM or other financial institution), subject to certain exceptions. [read post]
15 Dec 2017, 9:01 am by CFM Admin
  Under the Custody Rule, if a registered investment adviser has custody of “client funds or securities”, then it must maintain those client assets with a qualified custodian (generally a bank, broker-dealer, FCM or other financial institution), subject to certain exceptions. [read post]
21 Jan 2010, 9:00 am by Lucas A. Ferrara, Esq.
"And at the same time, we'll continue pushing to keep redevelopment of the World Trade Center site moving ahead and keep the memorial on schedule to open next year. [read post]
14 Jan 2022, 3:00 am by Jim Sedor
Centered on the developing world, its systems are slowly being retooled with a new goal: predicting the next January 6. [read post]
18 Apr 2010, 4:52 am by Sam E. Antar
Given that financial short interest, Paulson & Co. had an economic incentive to select RMBS that it expected to experience credit events in the near future. [read post]
27 Mar 2012, 8:12 am by Mandelman
  Or are they going to cause the global financial system to come crashing down around us, trigger quadrillions in counterparty payments, the reversal of the north and south poles, and possibly start World War III? [read post]
19 Aug 2019, 7:42 am
(All Pix Credit here; except as noted) Shenzhen, in its contemporary form, was born in part to demonstrate that a sound Socialist (that is a Chinese Marxist-Leninist) version of Hing Kong was not only possible, but ultimately the better model for both cities. [read post]
.: The Senate Banking, Housing and Urban Affairs Committee will hold a hearing on the nomination of Jesse Liu to serve as the undersecretary of the treasury for terrorism and financial crimes. [read post]
3 Apr 2017, 3:31 pm by Tim Hewson
Learn to write a Will at LegalWills.ca An increasing number of Canadians are turning to services like the one at LegalWills.ca to write a Will. [read post]
19 May 2009, 10:59 am
We've put it in chronological order for you, and redacted all names but Raskopf's (replacing real names with the monikers that you see in capitalized letters). [read post]
1 Feb 2018, 5:55 pm by Kevin LaCroix
Historically, the greatest threats to companies in the securities litigation context have been financial restatements and “missed quarter” cases. [read post]
28 Nov 2014, 1:24 pm by Howard Knopf
  All of the sitting federal courts judges reside in the National Capital region. [read post]
1 Jun 2019, 6:07 am
  These new models of  state action arise within environments of free movement of goods and capital in which markets and production across borders define the extent of effective state projections of power. [read post]
13 Oct 2008, 12:12 pm
(IAM) Lost knowledge (IP Spotlight) Nobel Prize winning physicist R B Laughlin explains how IP damages innovation (Techdirt) US v China IP case before the World Trade Organisation - differing news on who won or lost (EXCESS COPYRIGHT) (Chinese Law Prof Blog) WIPO Assemblies conclude (WIPO) (Intellectual Property Watch) (Intellectual Property Watch)       Global – Trade Marks / Brands   Trade mark marking strategy - R and TM disappearing? [read post]
30 Aug 2019, 3:00 am by Jim Sedor
Trump’s Bank Has Tax Records Congress Is Seeking in Subpoenas Targeting the President’s Finances MSN – Ann Marimow (Washington Post) | Published: 8/27/2019 President Trump’s biggest lender has in its possession tax records Congress is seeking in targeting the president’s financial dealings, the bank to [read post]
23 Feb 2011, 4:02 pm by INFORRM
The first of these is a greater use of “action before suit” in internet publications such as blogs or other electronic entries which are capable of alteration or removal and, therefore, remedies that are restorative and speedy, rather than financially compensatory (and, given the choked court system, slow). 2.1 Separate remedies for blog and “non-media” internet publications? [read post]
25 Mar 2011, 8:59 am by Susan Cartier Liebel
I know this may sound crazy and implausible but please recall that I came from the nonprofit world. [read post]
29 Dec 2019, 4:38 am by Dan Harris
Foreign individuals employed by Chinese banks and other major SOEs will also not be allowed to invest in their employers, via stock options or otherwise. [read post]