Search for: "Capital Funding, LLC "
Results 2401 - 2420
of 3,321
Sort by Relevance
|
Sort by Date
15 Feb 2012, 3:00 am
After all, Freeman had just under-capitalized the LLC, and did so by distributing funds to himself only to turn around and help pay legal fees for the LLC. [read post]
14 Feb 2012, 12:39 pm
Whitman, the head portfolio manager at Whitman Capital, LLC, related to alleged insider trading. [read post]
13 Feb 2012, 12:25 pm
Wachovia Bank, Wachovia Capital Markets LLC v. [read post]
13 Feb 2012, 9:44 am
Whitman, the head portfolio manager at Whitman Capital, LLC, related to alleged insider trading. [read post]
10 Feb 2012, 1:25 pm
Moreover, buying these securities through a single security fund or a pooled investment fund imposes another round of costs on investors, and exposes them to the risks that come with entrusting you money to any fund manager. [read post]
9 Feb 2012, 12:06 am
In short, the Plaintiffs claim that the manufacturer defendants should not be allowed to circumvent the Trademark Act by “hiding behind an inadequately capitalized trade association they control, govern and fund. [read post]
8 Feb 2012, 4:29 am
After the verdict, Wilkes & McHugh won court approval to depose executives and examine documents of GE Capital, Fundamental and a private equity fund that created Trans Health. [read post]
7 Feb 2012, 8:42 am
NFA takes action against CPO/CTAThe NFA took an emergency enforcement action against Crabapple Capital Group LLC and its principal, Robert Allen Christy. [read post]
6 Feb 2012, 3:20 pm
Bank which included a $1.428 million prepayment penalty to avoid default and depleted the company of much needed working capital. [read post]
6 Feb 2012, 12:30 pm
Grant funds will be used as working capital to launch a marketing campaign to introduce consumers to two new branded and licensed premium apple varieties. [read post]
6 Feb 2012, 6:58 am
CPO fraudulently misrepresents CTAsThe CFTC has simultaneously filed and settled charges against Connecticut resident Timothy Michael Murphy and his New York-based company Centurion Global Capital Management (“CGCM”), LLC, a registration-exemption Commodity Pool Operator (“CPO”). [read post]
2 Feb 2012, 5:28 am
The Securities and Exchange Commission (SEC) has filed a proposed settlement, subject to court approval, for insider trading violations against seven fund managers and analysts along with two multi-billion dollar hedge fund advisory firms, Diamondback Capital Management LLC and Level Global Investors LP. [read post]
1 Feb 2012, 8:51 am
Highland’s sales literature claims that its floating rate funds seek “capital preservation and the management of credit risk while utilizing leverage to increase yield potential. [read post]
31 Jan 2012, 1:12 pm
” These limitations protect creditors from not being paid by LLCs that continue to distribute cash to members without adequate funds to pay creditors as well. [read post]
31 Jan 2012, 9:42 am
The SEC announced that Diamondback Capital Management LLC has agreed to pay more than $9 million ($6 million of allegedly ill-gotten gains and $3 million civil penalty) to settle insider-trading charges brought by the Commission on Jan. 18. [read post]
31 Jan 2012, 9:19 am
Lobbyists from Nixon Peabody are advocating on Federal Communications Commission and U.S. broadband policy issues for billionaire Philip Falcone's Harbinger Capital Partners LLC, backer of LightSquared Inc., according to congressional records. [read post]
26 Jan 2012, 5:16 pm
They alleged that Wells Fargo (then Wachovia) had breached its fiduciary duty to them because it failed to obtain an accurate appraisal on the lot and it also failed to determine that the LLC borrowing the funds was insufficiently capitalized to repay the loan. [read post]
25 Jan 2012, 3:18 pm
Galardi Group Franchise & Leasing, LLC, v. [read post]
25 Jan 2012, 10:45 am
Have you suffered investment losses in the Behringer Harvard Short-Term Opportunity Fund? [read post]
24 Jan 2012, 8:37 am
On Monday, January 23, 2012, the SEC announced that Diamondback Capital Management LLC ("Diamondback"), the Stamford, Connecticut-based hedge fund named as a defendant in the SEC's insider trading case last week (as discussed here), has agreed to settle charges with the Commission. [read post]
