Search for: "DIVISION OF RISK MANAGEMENT"
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16 Mar 2018, 6:14 am
I would first like to thank the Director of the Division of Investment Management, Dalia Blass, for moving this proposal forward. [read post]
15 Mar 2018, 6:22 am
SEC personnel who participate in the panels typically include officers from the Office of Compliance Inspections and Examinations, the Division of Investment Management, and the Division of Enforcement’s Asset Management Unit, as well as officers from other SEC divisions or offices. [read post]
14 Mar 2018, 7:55 pm
The bill instructs the USDA to begin collecting and aggregating data from various divisions within USDA, including the Farm Service Agency, the Risk Management Agency, the Natural Resources Conservation Service, the National Agricultural Statistics Service, the Economic Research Service, the Forest Service. [read post]
12 Mar 2018, 12:42 am
I fully support Chairman Clayton and Commission staff in their efforts to conduct a comprehensive investigation to understand the full scope of the intrusion and how to better manage cybersecurity risks related to the SEC’s operations. [read post]
11 Mar 2018, 6:42 am
Recognizing the Year’s Worst in Government Transparency Government transparency laws like the Freedom of Information Act exist to enforce the public’s right to inspect records so we can all figure out what the heck is being done in our name and with our tax dollars. [read post]
9 Mar 2018, 6:45 am
While the use of dual-class structures can benefit the founders of companies that have recently gone public by allowing them to retain control in the face of investor pressure for short-term gains, they can also create risks, such as difficulty influencing management, an increased risk of divergent views over strategy and conflict or litigation over these views, risks that those with small ownership interests will use their voting to control to approve changes in… [read post]
9 Mar 2018, 4:00 am
Third, the department is organized and scaled to handle specific-party enforcement matters in a consistent manner—the Department is divided into scores of different litigating and enforcement divisions with expertise in different areas, and is structured such that is has a bird’s-eye view of all cases in particular geographic regions and subject matters. [read post]
6 Mar 2018, 11:00 am
Most importantly, leaders and governments have gotten more sophisticated in their ability to manage and sway public opinion. [read post]
6 Mar 2018, 10:00 am
A few years ago, shortly after stepping down as Assistant Attorney General for National Security, I published a long article called Law Enforcement as a Counterterrorism Tool. [read post]
5 Mar 2018, 1:55 pm
The same is true for decisions by the opposition divisions. [read post]
5 Mar 2018, 5:08 am
That there has been no investigation of corporate governance and management failures at News International and other newspapers. [read post]
5 Mar 2018, 3:24 am
Arbitration agreements can be a great way to manage the risk and expense of litigation. [read post]
5 Mar 2018, 3:24 am
Arbitration agreements can be a great way to manage the risk and expense of litigation. [read post]
2 Mar 2018, 8:47 pm
The SEC states that the requirements for disclosure decisions and certifications by senior management also apply to cybersecurity risk disclosure controls and procedures. [read post]
2 Mar 2018, 12:00 am
In Texas, the state’s Department of Insurance has an entire division devoted to workplace safety: the Division of Worker’s Compensation. [read post]
Licensed ND Subject to Discipline for Offering “Shots” and Falsely Advertising Professional Services
1 Mar 2018, 9:00 am
” In this case, enforcement appears to have begun with investigation from the California Division of Occupational Health and Safety (OSHA). [read post]
1 Mar 2018, 7:10 am
By Jacquelyn Lumb Staff from the SEC’s Division of Investment Management reviewed the past year’s developments in cryptocurrencies and blockchain at the Practising Law Institute’s SEC Speaks conference. [read post]
28 Feb 2018, 1:21 pm
Regardless, both sets of guidance emphasize that public companies put their risks into context for investors to understand. [read post]
27 Feb 2018, 2:20 pm
These policies and procedures should be designed to ensure that relevant information about cybersecurity risks and incidents is processed and reported to the appropriate personnel, including up the corporate ladder, so that senior management can make disclosure decisions. [read post]
27 Feb 2018, 6:00 am
Even when jihadists don’t kill each other, the movement is highly prone to division. [read post]
