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19 Apr 2010, 3:33 pm by AdamSmith1776
While firms are tapping bank lenders for more capital, they're also tapping their partners--and at least in the cases of DLA Piper and Reed Smith, non-equity partners--for additional capital contributions. [read post]
30 Sep 2021, 5:01 am by Brian Liu, Raquel Leslie
  The crypto ban may also be intended to deter capital flight. [read post]
24 Jan 2019, 6:33 am by John Jascob
The North American Securities Administrators Association also said in a letter to Senate Banking Committee leaders that it “strongly support[ed]” the Rule 10b5-1 plan provision in JOBS Act 3.0. [read post]
20 Aug 2012, 5:41 am by Brandon Kain
  VTB was an English-incorporated company owned by a Russian bank, JSC VTB Bank (“VTB Moscow”). [read post]
11 Mar 2013, 6:12 am by Mark M. Campanella, Esq.
First, the property automatically transfers outright to the heirs you named on the deed without the need for probate. [read post]
19 Mar 2010, 3:12 pm by Christine Hurt
  The Global Settlement admittedly went even further, requiring disclosures on the first page of research reports, physical separation of analyst and investment banking activities, and the presence of a compliance officer during communications between analysts and bankers. [read post]
12 Nov 2010, 6:37 am by Simon Lester
Together these actions will help mitigate the risk of excessive volatility in capital flows facing some emerging market economies. [read post]
29 Nov 2016, 7:05 pm by Kelly Phillips Erb
The first person to hold the office of Secretary of Treasury was Alexander Hamilton. [read post]
11 Mar 2010, 1:39 pm by Anna Gelpern
The government quickly intervened in the top three private banks, which represented about 85% of all banking assets going into the crisis and imposed capital controls, along with moratoria on foreclosures and FX mortgage repayments, among other measures. [read post]
11 Jun 2009, 6:15 am
This problem was first highlighted in a book that Jesse Fried and I published five years ago, Pay without Performance: The Unfulfilled Promise of Executive Compensation, and in a series of accompanying articles. [read post]
11 Dec 2020, 1:01 pm by luiza
  First, in the Southern District of New York, the District Court entered a final judgment against Applied BioSciences Corp. [read post]
19 Jan 2010, 6:51 pm by Erik Gerding
I was surprised that the Obama Administration decided to focus on health care first rather than get some quick victories in financial reform first, then use the political capital to tackle health care. [read post]
4 Nov 2010, 10:59 am by Big Tent Democrat
The first cost is the potential of currency wars [. . .] [read post]
14 May 2019, 3:43 pm by Sabrina I. Pacifici
The federal judge in New York handling Trump’s lawsuit challenging a subpoena to Deutsche Bank and Capital One is scheduled to hear arguments May 22…. [read post]
Indeed, after the success of his first crowdfunding campaign, which raised over $720,000, Monahan launched three more campaigns to fund next generation versions of the backpack—even though the first generation had never materialized. [read post]
29 Nov 2012, 10:11 am by Sheppard Mullin
Also, the Reserve Bank—which had previously barred FDI—amended its rules to permit FDI in retail. [read post]
12 Aug 2017, 7:30 am
Posted by Dan Ryan and Roberto Rodriguez, PricewaterhouseCoopers LLP, on Saturday, August 12, 2017 Editor's Note: Dan Ryan is Banking and Capital Markets Leader and Roberto Rodriguez is Director of Regulatory Strategy at PricewaterhouseCoopers LLP. [read post]