Search for: "In Re Securities and Exchange Commission"
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3 Jan 2022, 12:39 pm
The 31 SPAC-related securities suit filings represent approximately 14.7% of all federal court securities class action lawsuits filed in 2021. [read post]
26 Oct 2020, 11:18 am
[xxxvii] The money and soda constitute consideration, and the intent to effect a sale through the exchange satisfies the intent requirement. [read post]
19 Jul 2021, 2:45 pm
NASDAQ, in conjunction with the Securities and Exchange Commission, has proposed its own standards to encourage greater board diversity and transparency surrounding board diversity. [read post]
4 Aug 2023, 4:00 am
You’re in Growing Company. [read post]
17 Dec 2009, 6:33 am
The Securities and Exchange Commission recently proposed disclosure rules that would require discussion in proxy statements of the board’s role in overseeing and managing risk and the relationship between a company’s overall employee compensation policies and risk management. [read post]
11 Dec 2017, 2:41 pm
Tony Kazal purportedly agreed to convert several million units of an unspecified African currency into American dollars in exchange for a “lucrative commission. [read post]
21 Jul 2020, 7:00 am
During that exchange, Roberts spoke a lot about Chief Justice John Marshall. [read post]
14 Jan 2016, 5:10 pm
In 2015, proxy access, shareholder activism and newly adopted or proposed rules from the Securities Exchange Commission were some of the big-ticket items. [read post]
1 Sep 2023, 4:00 am
A jury found Ridley-Thomas guilty of bribery for soliciting favors for his son from the dean of the University of Southern California’s School of Social Work, in exchange for helping secure county contracts for the school. [read post]
20 Mar 2017, 6:55 am
Himes runs through the purpose of FARA as described by the National Security Division at DOJ. [read post]
12 Sep 2023, 3:25 am
They’re Tanguy. [read post]
16 Apr 2009, 1:44 pm
" He has sued Gary Weiss, the Securities and Exchange Commission, and Yahoo claiming among other things delusional criminal conspiracies singling out Jews, in particular. [read post]
12 Nov 2018, 5:00 am
Marital Property Division If you’re going through a divorce, you’ll want to do everything you can to protect yourself financially. [read post]
17 May 2009, 11:57 am
Where shanty towns coexist with country clubs, peace cannot be lasting or secure. [read post]
26 Sep 2019, 9:05 pm
Governor Newsom called the bill a first step toward creating “lasting economic security for our workforce. [read post]
13 Jun 2010, 11:01 pm
And it is clear that regulators like the Securities and Exchange Commission, an agency staffed primarily with lawyers, are not well positioned to monitor the arcane trading strategies that helped produce the crisis. [read post]
4 Aug 2015, 9:31 pm
Securities and Exchange Commission associate director, in a jump to Morgan Lewis & Bockius LLP’s white-collar group in Dallas in March. [read post]
30 Jun 2010, 8:33 pm
In this case – less well-known than the other three decided Monday, but no less important in many ways – the Court held that members of a Public Company Accounting Oversight Board may be removed for reasons other than good cause, because the Securities and Exchange Commission oversees the Board. [read post]
28 Aug 2012, 8:56 pm
Securities and Exchange Commission (SEC). [read post]
19 Oct 2010, 4:55 am
As a result, cases do not arise from reportings to Canada's equivalent of the Securities Exchange Commission (since there are not any equivalent FCPA reportings). [read post]
