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24 Oct 2007, 12:54 am
Court Panel Throws Out Verdict Against Stock Exchange The Legal Intelligencer The Philadelphia Stock Exchange cannot be held liable for injuries a former trader sustained in an incident with a competitor on PHLX's trading floor because the plaintiff's case is pre-empted by federal securities law, the Pennsylvania Superior Court has ruled. [read post]
7 Apr 2008, 12:04 am
Compare Easterbrook and Fischel writing almost 20 years ago (and the idea wasn't new then):If the New York Times is formed to publish a newspaper first and make a profit second, no one should be allowed to object. [read post]
22 Feb 2020, 7:48 am by Cannabis Law Group
IPP is easily the largest marijuana-focused REIT, and has been for some time, starting back with it became the first cannabis-focused company to trade on the New York Stock Exchange in 2016. [read post]
21 Aug 2020, 3:00 am by Jim Sedor
Raising further alarms, on the same day in June that DeJoy divested large amounts of Amazon shares, he purchased stock options giving him the right to buy new shares of Amazon at a price much lower than their current market price. [read post]
9 Aug 2018, 9:01 pm by Jim Sedor
New York: BOE Approves Regulations That Could Hinder Independent InvestigationsAlbany Times Union – David Lombardo | Published: 8/8/2018 The New York State Board of Elections is moving to weaken the powers of an independent watchdog. [read post]
1 Apr 2021, 5:00 am by John Jascob
In New York, the Women on Corporate Boards Study Act requires all boards to report the number of women members they have, effective June 27, 2020. [read post]
29 Jan 2024, 12:00 pm by The White Law Group
  Morgan Stanley Background  Morgan Stanley (CRD#: 149777/SEC#: 801-70103,8-68191), based in Purchase, New York, is a dual registered broker dealer and investment advisory firm. [read post]
30 Jun 2018, 12:50 pm by Staff Attorney
The majority of these disputes concern unsuitable recommendations in bonds, stocks, and exchange-traded funds (ETFs). [read post]
23 Jul 2018, 10:54 am by Staff Attorney
  However, studies have found that there are fraud hotspots such as certain parts of California, New York or Florida, where the rates of disclosure can reach 18% or higher. [read post]
28 Jul 2010, 3:48 pm by Page Perry LLC
Selan’s legal team includes the firms of Page Perry, LLC, of Atlanta, Georgia, Maddox, Hargett and Caruso, P.C., of New York, New York and Indianapolis, Indiana, and David R. [read post]
4 Aug 2007, 6:33 am
The London Stock Exchange, meanwhile, has developed into a top destination for companies from all over the world. [read post]
7 Oct 2017, 11:32 am by Adam Weinstein
  However, studies have found that there are fraud hotspots such as certain parts of California, New York or Florida, where the rates of disclosure can reach 18% or higher. [read post]
13 Jul 2010, 5:25 pm by structuredsettlements
For an injured party to purchase the same cash flow, for the same benefit segment, using current New York Life market rates, the cost would be approximately $87,194, including assignment fee. [read post]
15 Jun 2009, 6:50 am
The SEC is considering a New York Stock Exchange rule change on this topic, but it's not known when the commission will act. [read post]
5 Nov 2017, 7:33 am by Adam Weinstein
  However, studies have found that there are fraud hotspots such as certain parts of California, New York or Florida, where the rates of disclosure can reach 18% or higher. [read post]
13 Aug 2010, 11:49 am by Chip Merlin
Supported by an affidavit, the motion pointed out that the Corporation of Lloyd's is an "administrative body which provides premises and other support services to a unique and complex international insurance market, just as the New York Stock Exchange provides premises and other support services to the securities market. [read post]
3 Apr 2009, 12:54 pm
The Case: - The bride, who was summa at Syracuse, is an account manager for the New York Stock Exchange. [read post]
23 Jul 2018, 10:54 am by Staff Attorney
  However, studies have found that there are fraud hotspots such as certain parts of California, New York or Florida, where the rates of disclosure can reach 18% or higher. [read post]
29 Jul 2010, 9:12 pm by BLOG
Visa dropped $3.40, or 4.5 percent, to $71.78 at 1:04 p.m. in New York Stock Exchange composite trading after touching $71.40. [read post]