Search for: "Securities Investor Protection Corporation"
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22 Nov 2009, 9:18 am
Second, current budget problems are forcing states to cut back on the cost of police protection. [read post]
18 Dec 2010, 10:14 am
The Equitable Treatment of Investors Act, HR 6531, is designed to protect ordinary investors who have already been defrauded and financially devastated from further clawbacks by the Securities Investor Protection Corporation trustee. [read post]
27 Dec 2010, 10:18 am
As noted, the reverse takeover is a means of end running the disclosure and procedural protections provided investors in a traditional IPO. [read post]
8 Mar 2012, 10:20 am
H.R. 3606 also exempts emerging growth companies from two new corporate governance requirements that were established by the Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
1 Oct 2021, 5:54 am
Securities and Exchange Commission, on Tuesday, September 28, 2021 Tags: Accredited investors, Capital formation, Crowdfunding, Institutional Investors, Investor protection, IPOs, Regulation A, SEC, Securities regulation, SPACs Remarks by Chair Gensler Before the Small Business Capital Formation Advisory Committee Posted by Gary Gensler, U.S. [read post]
13 Oct 2019, 4:53 am
Chamber of Commerce told AP that the proposal is a small but important step toward stemming “large number of low-quality complaints advanced by … bounty seekers more concerned with enriching themselves than truly protecting investors. [read post]
7 May 2018, 4:00 am
Finally, unlike the FCPA foreign bribery prohibition, these statutes do not reach foreign corporations whose shares are listed on U.S. securities exchanges. [read post]
13 Apr 2020, 12:24 pm
Indeed, with millions of employees being laid off each week, many more now required to work remotely, and the ubiquitous use of new technologies that are not necessarily secure (or permitting less secure methods of communication and data transfer), the ground is particularly fertile for misappropriation unless companies take appropriate steps to protect their trade secrets. [read post]
18 Dec 2018, 8:47 am
Kohn also explained how the SEC lacked the statutory authority to limit rewards based on the amount of funds available to pay rewards in the Investor Protection Fund. [read post]
15 Mar 2023, 5:14 am
Organizations need strong corporate governance, transparency, and accountability to prevent fraudulent practices and protect stakeholders’ interests. [read post]
4 Oct 2018, 6:41 am
The undertaking to control Musk’s corporate communication was to address the “the potential harm to investors caused by Musk’s communication practices and a lack of sufficient oversight and control of those communications. [read post]
21 Mar 2011, 8:01 am
Filed under: financial regulation, securities regulation, takeovers [read post]
26 May 2020, 2:58 pm
In addition, the FT reports that in March, a securities law tightening corporate disclosure standards and making it easier for investors to sue company directors took effect. [read post]
7 May 2015, 12:12 pm
Read about all of our concerns with the TPP agreement: Anti-Circumvention of Digital Rights Management (DRM) Criminalization of Investigative Journalism, Security Research, and Whistleblowing ISP Liability: Internet Intermediaries as Copyright Cops Criminal Copyright Enforcement Expansion of Copyright Terms "Investor-State" Provisions Could Undermine User Protections in Copyright Restrictions on Fair Use Related Issues: Fair Use and Intellectual Property:… [read post]
20 Dec 2008, 4:12 pm
This disaster is just another example of the devastation suffered by investors as a result of securities law deregulation and lax securities enforcement. [read post]
15 Dec 2008, 11:02 pm
The Securities Industry Protection Corporation (SIPC) could be a source of recovery. [read post]
2 Apr 2021, 9:30 am
While protecting investors from fraud and deceptive practices in the issuance and trading of public securities can be seen as a compelling government interest, the same cannot be said for mandating ESG disclosure, Morrisey asserted. [read post]
25 Mar 2024, 10:00 pm
For example, a private equity investor is acquiring a new company to add to its investment portfolio. [read post]
29 Jul 2014, 2:54 pm
The meaning to be attributed to the standards of protection contained in these treaties, however, remains hotly contested by states from the global South. [read post]
14 Feb 2022, 12:25 pm
Stein, 986 F.3d 161 (2d Cir. 2021) where in a private offering, a Bermudan corporation bought shares in a Bermudan holding company that invested in U.S. insurance services. [read post]
