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30 Jul 2010, 1:00 pm
Published reports in The Wall Street Journal and elsewhere indicate that Northrop will purchase the building from ING Office Fund for approximately $78,000,000. [read post]
30 Jul 2010, 10:56 am
This new legislation is aimed to crack down on the excesses of Wall Street and corporate America by overhauling banking and Wall Street regulations. [read post]
30 Jul 2010, 8:00 am
The Act expands whistleblower protection to employees of subsidiaries or affiliates whose financial information is included in the consolidated financial statements of a publicly traded company and to employees of nationally recognized securities rating organizations (“NRSROs”) where the NRSRO may have uncovered such information about an issuer but (for any reason) chooses not to make it public.73 The Act also provides for monetary awards to whistleblowers74 and extends… [read post]
29 Jul 2010, 12:25 pm
Meantime, we see from today’s Wall Street Journal that Citigroup is among the financial firms cracking down on potty-mouthed emails, out of concern for the corporate image. [read post]
29 Jul 2010, 9:00 am
A compensation committee is also a requirement of the NYSE Listed Company Manual (§ 303A05) and Rule 5605(d) of the Nasdaq Corporate Governance Requirements.32 The Act requires the SEC to act within 360 days after enactment. 33 Section 953(a) of the Act. [read post]
28 Jul 2010, 5:26 pm
Neutrality, signaling and exposé are the tonics served up on executive compensation in the new law nominally aimed against Wall Street and for consumers. [read post]
27 Jul 2010, 11:33 am
And not just the mandatory arbitration reform either, the Act contains a lot of changes targeted at Wall Street. [read post]
27 Jul 2010, 9:50 am
For your reference, here's a look at some of it:Dodd-Frank Act: A JD Supra Finance Law Brief Securities Industry Practice Alert - The Dodd-Frank Wall Street Reform and Consumer Protection Act [Fox Rothschild] The Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act) was signed into law by President Obama on July 21, 2010. [read post]
27 Jul 2010, 9:39 am
Until earlier this month, the definition of "accredited investor" in the C.F.R. included an investor with a net worth of at least $1 million, and contained no exclusion for the value of that investor's primary residence in calculating net worth.As described in the Sheppard Mullin Corporate & Securities Law Blog, the recent Dodd-Frank Wall Street Reform and Consumer Protection Act, which became effective on July 21, 2010, amends the definition of… [read post]
27 Jul 2010, 6:00 am
Summary of the Act A large part of the Act deals with matters that impact Wall Street and major financial institutions. [read post]
27 Jul 2010, 3:56 am
The Securities and Exchange Commission today announced a Fair Fund distribution of more than $106 million to investors harmed in a financial fraud at HealthSouth Corporation.The Fair Fund for HealthSouth Corporation fraud victims resulted from an SEC enforcement action in March 2003 after which HealthSouth paid $100 million to settle SEC charges that it falsely inflated earnings to meet Wall Street expectations. [read post]
26 Jul 2010, 1:48 pm
On July 21, 2010, the President signed into law (Public Law 111-203) the Dodd-Frank Wall Street Reform and Consumer Protection Act (the "Reform Act"). [read post]
26 Jul 2010, 10:19 am
The Volcker Rule clauses of the Dodd-Frank Wall Street Reform and Consumer Protection Act wisely leave it to regulators to apply the rules in practice, noted Financial Services Authority Chair Adair Turner, because drawing a legislative distinction between proprietary trading and customer facilitation is close to impossible in a world where securitized credit will still play a significant role. [read post]
26 Jul 2010, 8:00 am
It will end taxpayer bailouts of Wall Street firms. [read post]
23 Jul 2010, 5:59 am
For any questions or more information on these or any related matters, please contact Louis Lehot, John Tishler, Camille Formosa or any attorney in the firm's corporate practice group. [read post]
23 Jul 2010, 5:00 am
The Dodd-Frank Wall Street Reform Act and a short Summary of the legislation are posted online. [read post]
23 Jul 2010, 3:57 am
After nearly seven years, the same Justice Department that can find no one on Wall Street to hold responsible for our financial calamity has remained ever vigilant on the trail of those two corporate vagabonds, David Wittig and Douglas Lake, the masterminds behind the so-called "Enron of Kansas," William D. [read post]
22 Jul 2010, 3:40 pm
This week, President Obama signed into law the "Dodd-Frank Wall Street Reform and Consumer Protection Act" (the "Act"). [read post]
22 Jul 2010, 12:00 pm
It should be noted that BP’s H&S record was already problematic before 2010, and the firm was removed from KLD sustainability indices in 2007-2008, as has been reported by the Wall Street Journal.In describing BP in our July IVA analysis of the integrated oil & gas sector, we stated:We reiterate our stance outlined last year that, along with the [Canadian] oil sands projects, H&S remains one of BP’s weakest ESG areas. [read post]
22 Jul 2010, 7:14 am
Henry Hu, one of the principal academic students of these phenomena, is now the head of the Commission’s Division of Risk, Strategy and Financial Innovation (RiskFin, for short) and the influence of Professor, now Director, Hu and his very bright recruits from Wall Street is clear. [read post]
