Search for: "DIVISION OF RISK MANAGEMENT" Results 2421 - 2440 of 5,187
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23 Feb 2018, 10:49 am by Sharon L. Lippett
To mitigate the risk of a state enforcement action, advisers and financial institutions should first review their internal compliance manuals to ensure that they are consistent with the impartial conduct standards. [read post]
23 Feb 2018, 10:49 am by Sharon L. Lippett
To mitigate the risk of a state enforcement action, advisers and financial institutions should first review their internal compliance manuals to ensure that they are consistent with the impartial conduct standards. [read post]
21 Feb 2018, 4:00 am by Emily Whalen
As a result, many Lebanese politicians avoid that risk entirely. [read post]
19 Feb 2018, 6:00 am by Bob Bauer
 Porter should not have had a clearance for a number of reasons: 1) the White House should not employ individuals who have committed domestic violence; 2) Porter’s history put him at risk of blackmail; 3) this history of emotional instability compounded the risks of having Porter in this key position. [read post]
16 Feb 2018, 6:59 am by John Jascob
CFTC Division of Market Oversight (DMO) Dan Busca responded favorably to Cooper’s call. [read post]
16 Feb 2018, 4:00 am by Craig Forcese, Kent Roach
Managing the relationship between police and the intelligence service to minimize disclosure risk may impair nimble reactions to security threats. [read post]
16 Feb 2018, 2:57 am by Broc Romanek
The new update will include rules about sending timely breach notifications to senior management. [read post]
14 Feb 2018, 10:03 am by Matthew D. Lee
Don Fort, chief of the IRS Criminal Investigation Division (IRS-CI), is quoted as saying that “It’s possible to use Bitcoin and other cryptocurrencies in the same fashion as foreign bank accounts to facilitate tax evasion. [read post]
13 Feb 2018, 3:10 pm by Michael Markarian
Funding for computational toxicology and other 21st century methods of risk assessment is essential to implement the law. [read post]
13 Feb 2018, 11:24 am by Abdo Law Firm
Sex specific psychological profile and counseling services to rule out predatory tendencies or future risk to others. [read post]
12 Feb 2018, 3:02 pm by Kevin LaCroix
 These aspects underpinning virtual currencies have the ability to transform for investors the composition of, and ability to access, the financial landscape, thus changing and modernizing capital formation and transfer of risk. [read post]
12 Feb 2018, 5:17 am
" Plaintiff reported the loss to its insurance broker, defendant First Niagara Risk Management, Inc. [read post]
11 Feb 2018, 7:00 am by Douglas A. Ollivant
And there are, of course, a significant number of Western firms that specialize in e-government and transparency that could help manage this digitization. [read post]
9 Feb 2018, 7:35 am by Christopher M. Cobb, Esq.
  The Florida Division of Forestry has prepared information and regulations regarding the burn plan preparation. [read post]
7 Feb 2018, 4:53 am by Heidi Alexander
If sexual harassment is happening in your workplace, employees who already feel comfortable communicating with their employer are more likely to come forward with such information, which is critical to manage risk and handle difficult situations. [read post]