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19 Apr 2009, 10:01 pm
The SGSV was entirely funded and built by the Norwegian government and took its first delivery of seeds just over a year ago. [read post]
8 Apr 2022, 12:39 pm by Joe Keiser
The post Payment Accuracy And Debt Collection appeared first on Greeman Toomey, PLLC. [read post]
25 Jun 2021, 8:43 am by CharlesB
The post Payment Accuracy And Debt Collection appeared first on Greeman Toomey, PLLC. [read post]
14 Nov 2006, 4:54 am
Adding fuel to the fire, the National Securities Markets Improvement Act of 1996 essentially told the states that their non-uniformity would be punished by federal preemption; the 1999 Gramm Leach Bliley Act evidenced the need to regulate the securities, insurance and banking industry altogether because of each industry's escalating cross-over activities into the others' territory; and globalization of the world economy came to prominence at the dawn of the… [read post]
17 Jul 2012, 8:54 am by Greg Jacobs
The First Circuit appears to have attempted to take a step toward defining what "reasonableness" means in the data security context. [read post]
1 Nov 2010, 3:00 am by LindaMBeale
  (Of course, it did at first, making lots of money for the financial institutions and particularly for investment banks. [read post]
29 Feb 2016, 9:40 am by SEClaw Staff
We have decades of experience in securities litigation matters, including the defense of enforcement actions. [read post]
29 Nov 2014, 3:05 pm by James Hamilton
The financial firms receiving the letters included Bank of America, Citigroup, Goldman Sachs, ADP, Wells Fargo, and Deutsche Bank. [read post]
10 May 2015, 12:06 pm by Stefan Passantino
” Ultimately, the determination surrounding this situation will be factual in nature and this blog is never one to cast the first stone when it comes to the challenges of applying well-intentioned regulation in the real world. [read post]
10 May 2015, 12:06 pm by Stefan Passantino
” Ultimately, the determination surrounding this situation will be factual in nature and this blog is never one to cast the first stone when it comes to the challenges of applying well-intentioned regulation in the real world. [read post]
6 Aug 2024, 10:04 am by Law Offices of Daniel A. Hunt
The post How to Open a Trust Checking Account in California appeared first on Law Offices of Daniel Hunt. [read post]
16 Oct 2017, 4:27 am by Edith Roberts
At Just Security, William Dodge discusses last week’s oral argument in Jesner v. [read post]
14 Jan 2015, 1:37 pm by John Jascob
[This story previously appeared in Securities Regulation Daily.]By Matthew Garza, J.D.The management's discussion and analysis (MD&A) requirement of Regulation S-K Item 303 creates an affirmative duty to disclose that can serve as the basis for an Exchange Act 10(b) fraud claim, the Second Circuit held Monday in a matter of first impression. [read post]
8 Sep 2011, 6:01 am by Mark J. Astarita, Esq.
The forced departure of Sallie Krawcheck may be a sign of more than just problems at Bank of America - we may be seeing the start of an internal attack on Merrill Lynch brokers.We all know the contempt that Bank of America has for it's own securities firm employees - witness what it did to its bank brokers when it cut their pay in half, but industry media is speculating that two of the reasons Krawcheck was canned was first, her refusal to… [read post]
17 Jun 2013, 9:48 am
  Analysis:  The Court of Appeals first analyzed the UCC to determine the petitioner servicer’s relationship to the Note. [read post]