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13 Aug 2021, 2:52 pm
Although Wirecard’s unique business structure, merging banking and non-banking operations, made its accounts harder to compare with its contemporaries, BaFin’s shortcomings are nonetheless particularly glaring here where both short sellers and whistleblowers provided major early warning signs about the fraud. [read post]
29 Jul 2019, 8:48 am
The SIFI distinction was created under the Dodd-Frank Act in 2010 to more closely regulate institutions that would pose a serious risk to the economy should they collapse. [read post]
8 Jun 2009, 7:25 am
"Now so many potential reforms are kicking around that it could make a person dizzy, or in my case, slightly nauseous.True, some of these ideas are in the death pool -- like a single bank regulator, something Barney Frank calls "not remotely possible. [read post]
14 Feb 2011, 12:43 am
D&O Insurance Implications of Dodd-Frank: The Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 introduced sweeping reforms to every aspect of the country’s financial system. [read post]
30 Oct 2011, 7:22 pm
While current complaints about Dodd-Frank focus on its compliance costs and "diversion of human resources" costs, Dodd-Frank (and the feared CFPB it birthed) are only two negative factors that are beating down community banks. [read post]
15 Mar 2011, 6:00 am
This will lump together banks, credit unions, broker-dealers and investment advisers. [read post]
15 Mar 2011, 6:00 am
This will lump together banks, credit unions, broker-dealers and investment advisers. [read post]
16 May 2012, 5:00 am
It's just lucky that JP Morgan's trade was stopped before it destroyed the bank. [read post]
16 May 2012, 5:00 am
It's just lucky that JP Morgan's trade was stopped before it destroyed the bank. [read post]
27 Nov 2017, 10:00 am
Freedom Debt Relief requires its customers to create dedicated bank accounts to participate in its program. [read post]
25 Nov 2013, 3:16 pm
Second, Orrick has a roundup of the SEC’s annual report about its Dodd-Frank whistleblower program. [read post]
20 Apr 2018, 6:01 am
., on Friday, April 13, 2018 Tags: Appraisal rights, Charter & bylaws, Delaware law, DGCL, DGCL Section 102, DGCL Section 204, DGCL Section 205, DGCL Section 262, Mergers & acquisitions, Shareholder voting, State law Dodd-Frank is a Pigouvian Regulation Posted by Aaron M. [read post]
4 Mar 2009, 7:44 am
AUTHOR Ackerman, Frank. [read post]
13 Aug 2012, 8:08 am
Barney Frank, co-sponsor of the Dodd-Frank Act. [read post]
20 Aug 2015, 9:30 pm
In an effort to promote the objectives of the Dodd-Frank Act, the U.S. [read post]
11 Mar 2015, 4:59 pm
” Under the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act), the CFPB has authority to supervise banks and credit unions with over $10 billion in assets and certain nonbanks. [read post]
3 Nov 2010, 10:14 am
National Australia Bank. [read post]
11 Jan 2012, 6:21 am
The Federal banking agencies have recently issued three notices of proposed rulemaking (and applicable related guidance) in connection with the implementation of Section 939A of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Dodd-Frank Act”). [read post]
13 Aug 2012, 8:08 am
Barney Frank, co-sponsor of the Dodd-Frank Act. [read post]
27 Aug 2022, 6:31 am
Transparency can be directed into areas of opaqueness as needed, it helps prevent fraud, and is a key feature of our markets, which have become the gold standard of capital markets across the globe. [4] Louis Brandeis published that famous adage in the early 20th century. [5] Yet, nearly a century later, the Senate Banking Committee found those words, and the driving principle behind them, pertinent and captured them on the legislative record in deliberating on and passing into law… [read post]
