Search for: "Security Financial Fund LLC"
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27 Jan 2017, 6:08 am
Halper, Cadwalader, Wickersham & Taft LLP, on Tuesday, January 24, 2017 Tags: CFPB, Class actions, Compliance and disclosure interpretation, Exchange Act, Fraud-on-the-Market, Insider trading, Jurisdiction, Regulation S-K, SEC, SEC enforcement, Securities enforcement, Securities fraud, Securities litigation, Securities regulation, Supreme Court, U.S. federal courts, Whistleblowers Bebchuk Leads SSRN’s 2016 Citation Rankings Posted by Kobi Kastiel,… [read post]
6 May 2022, 6:01 am
Wolf, Kirkland & Ellis LLP, on Sunday, May 1, 2022 Tags: Boards of Directors, Hedge funds, Institutional Investors, Proxy contests, Shareholder activism, Shareholder voting The Quality of Earnings Information in Dual-Class Firms Posted by Dov Solomon and Rimona Palas (Ramat Gan Law School), on Monday, May 2, 2022 Tags: Accounting, Agency model, Capital structure, Cash flows, Dual-class stock, Financial… [read post]
6 May 2022, 6:01 am
Wolf, Kirkland & Ellis LLP, on Sunday, May 1, 2022 Tags: Boards of Directors, Hedge funds, Institutional Investors, Proxy contests, Shareholder activism, Shareholder voting The Quality of Earnings Information in Dual-Class Firms Posted by Dov Solomon and Rimona Palas (Ramat Gan Law School), on Monday, May 2, 2022 Tags: Accounting, Agency model, Capital structure, Cash flows, Dual-class stock, Financial… [read post]
11 Apr 2007, 11:00 am
Because of the Enron scandal, the university pension fund lost over $144 million. [read post]
10 Apr 2023, 11:49 am
Hiring a Securities Attorney The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm dedicated to helping investors in claims in all 50 states against their financial professional or brokerage firm. [read post]
8 Oct 2021, 6:00 am
DuClos, Sidley Austin LLP, on Tuesday, October 5, 2021 Tags: Capital formation, Institutional Investors, IPOs, Mergers & acquisitions, PIPE, Shareholder activism, SPACs, Special purpose vehicles Director Pay Levels Were Flat Among the 100 Largest US Companies Posted by Dan Laddin, Matt Vnuk, and Whitney Cook, Compensation Advisory Partners, LLC, on Tuesday, October 5, 2021 Tags: Board independence, Boards of… [read post]
21 Jan 2011, 3:56 pm
The Securities and Exchange Commission (SEC) has charged three New York investment firms - West End Financial Advisors LLC, West End Capital Management LLC, Sentinel Investment Management Corp. - and four senior officers - William Landberg, Kevin Kramer, Steven Gould and Janis Barsuk - of conning investors into believing their money was invested in stable, safe investments designed to provide steady streams of income. [read post]
12 Jun 2012, 2:00 am
SEC Charges Miami-Based Hedge Fund Manager With Fraud The SEC recently charged a Miami-based hedge fund adviser Quantek Asset Management LLC with making various misrepresentations to investors in the $1 billion Quantek Opportunity Fund. [read post]
19 Dec 2013, 5:44 am
The sale of the Empire Debentures was in contravention of Section 5 of the Securities Act of 1933 requiring the registration of securities. [read post]
28 Dec 2010, 10:41 am
In March 2010, the Financial Industry Regulatory Authority (FINRA) formally expelled Provident Asset Management LLC, the broker-dealer arm of Provident. [read post]
3 Jul 2020, 6:09 am
House Committee on Financial Services Posted by Jay Clayton, U.S. [read post]
15 Feb 2022, 2:05 pm
In such situations, the SPAC may raise additional funds through a private placement of SPAC securities. [read post]
22 Mar 2008, 7:22 am
Page Perry, LLC is an Atlanta-based law firm with over 125 years collective experience representing investors in securities-related litigation and arbitration. [read post]
8 Mar 2019, 11:29 am
In related proceedings, MTS reached a $100 million civil settlement with the Securities and Exchange Commission on Wednesday. [read post]
6 Apr 2023, 7:23 am
Hiring a Securities Attorney The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm dedicated to helping investors in claims in all 50 states against their financial professional or brokerage firm. [read post]
4 May 2024, 1:56 pm
Establishing financial security – We’ll determine the appropriate amount of funding to allocate to the trust. [read post]
10 Mar 2017, 6:09 am
Securities-Based Crowdfunding Posted by Kara M. [read post]
19 Jun 2022, 7:17 pm
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
20 Apr 2016, 2:51 pm
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
2 May 2014, 3:27 pm
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Boca Raton, Florida. [read post]
