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14 Apr 2021, 10:00 pm
In the US Securities and Exchange Commission staff’s most recent guidance addressing environmental, social, and governance (ESG) investing, the staff of the Division of Examinations released an April 9 Risk Alert noting observations made during recent examinations of investment advisers and funds (both registered and private) engaged in ESG investing. [read post]
14 Apr 2021, 10:00 pm
In the US Securities and Exchange Commission staff’s most recent guidance addressing environmental, social, and governance (ESG) investing, the staff of the Division of Examinations released an April 9 Risk Alert noting observations made during recent examinations of investment advisers and funds (both registered and private) engaged in ESG investing. [read post]
14 Apr 2021, 10:00 pm
In the US Securities and Exchange Commission staff’s most recent guidance addressing environmental, social, and governance (ESG) investing, the staff of the Division of Examinations released an April 9 Risk Alert noting observations made during recent examinations of investment advisers and funds (both registered and private) engaged in ESG investing. [read post]
14 Apr 2021, 10:00 pm
In the US Securities and Exchange Commission staff’s most recent guidance addressing environmental, social, and governance (ESG) investing, the staff of the Division of Examinations released an April 9 Risk Alert noting observations made during recent examinations of investment advisers and funds (both registered and private) engaged in ESG investing. [read post]
14 Apr 2021, 10:00 pm
In the US Securities and Exchange Commission staff’s most recent guidance addressing environmental, social, and governance (ESG) investing, the staff of the Division of Examinations released an April 9 Risk Alert noting observations made during recent examinations of investment advisers and funds (both registered and private) engaged in ESG investing. [read post]
14 Apr 2021, 10:00 pm
In the US Securities and Exchange Commission staff’s most recent guidance addressing environmental, social, and governance (ESG) investing, the staff of the Division of Examinations released an April 9 Risk Alert noting observations made during recent examinations of investment advisers and funds (both registered and private) engaged in ESG investing. [read post]
14 Apr 2021, 7:30 am by Berin Szóka, Corbin Barthold
Their editorial judgments fall “squarely within the core of First Amendment security,” wrote the Miami Herald court. [read post]
14 Apr 2021, 6:00 am
Securities and Exchange Commission (SEC), in the first two months of President Joseph Biden’s administration, has begun analyzing whether current disclosures by such companies adequately inform investors about the impacts of the changing climate. [read post]
12 Apr 2021, 9:04 pm by Guest Contributor
Department of Agriculture (USDA), the Centers for Disease Control and Prevention (CDC), or the Federal Trade Commission (FTC). [read post]
12 Apr 2021, 9:01 pm by Lesley Wexler
The commission will look at climate, culture, and accountability. [read post]
12 Apr 2021, 8:27 am by Eric Goldman
More generally, normally common carriage redresses natural monopolies, where it would be socially wasteful to build duplicative infrastructure. [read post]
11 Apr 2021, 2:44 pm by Stuart Kaplow
Labor’s Employment Benefits Security Administration released the announcement as an enforcement policy statement under Title I of the Employee Retirement Income Security Act of 1974. [read post]
8 Apr 2021, 8:00 am by Justin Sherman
If I complain to Facebook about a user posting my Social Security number, does that interaction now constitute a direct relationship with the firm? [read post]
8 Apr 2021, 6:23 am
In December 2020, Nasdaq asked the Securities and Exchange Commission (SEC) to approve new diversity rules. [read post]
6 Apr 2021, 7:45 am by Scott H. Kimpel
 The Federal Trade Commission also polices the digital asset space for misleading marketing and potential pyramid scheme activity. [read post]
2 Apr 2021, 9:30 am by John Jascob
By Amanda Maine, J.D.Patrick Morrisey, West Virginia’s Attorney General, penned a letter to SEC Acting Chair Allison Herren Lee protesting her recent remarks and ensuing statement seeking input on how the Commission should approach mandating environmental, social, and governance (ESG) disclosures, with climate change being a specific focus of her speech. [read post]
2 Apr 2021, 4:00 am by Jim Sedor
It also allows them to file for a Social Security number, get a driver’s license, and apply for federal student financial aid. [read post]