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12 Mar 2013, 3:35 pm
In the most recent compilation of immigration statistics from the 2011 fiscal year, a total of 329,230 E-2 Treaty Trader Visas were issued to investors and their spouses and children. [read post]
21 Dec 2013, 9:57 pm
In the final Volcker Rule, hedging looks tougher, market-making looks simpler, trader compensation remains appropriately structured, and CEOs are required to set the tone at the top.Section 619 was, among other things, intended to change the culture and practices at the largest financial firms, noted the Senators, and in the final Volcker Rule the financial regulators have taken a serious step forward in mandating critical corporate governance and tone at the top changes.Further, the… [read post]
8 Aug 2013, 6:26 am
Revelations that bank traders attempted to manipulate LIBOR, the London Interbank Offer Rate, on a widespread and routine basis over the course of many years have rocked the global financial community and fueled international calls for reform. [read post]
27 Nov 2012, 11:13 pm
The peanut butter was sold at grocery stores such as Whole Foods, Trader Joe's, Target, Sprouts and Safeway. [read post]
21 Sep 2012, 2:40 pm
These will present unique challenges to compliance entities, as well as to the brokers, traders, suppliers, and others trying to create a new carbon market. [read post]
25 Nov 2016, 2:41 pm
The CFTC also called attention to an action against a natural gas firm and a trader for attempted manipulation of natural gas monthly index settlement prices (which resulted in a $3.6 million penalty) and multiple proceedings involving fraud on retail customers. [read post]
5 Jul 2013, 6:26 am
The Facts In October 2011, the High Court ruled that Mrs Prest (“W”) was entitled to a divorce settlement of £17.5 million from Mr Prest (“H”), a wealthy oil trader. [read post]
13 Feb 2013, 6:30 am
” For more information on the charge, visit SEC Charges Real Estate Executives in Florida-Based $300 Million Investment Scheme.Related articlesSEC Charges Former Jefferies Executive with Defrauding Investors in Mortgage-Backed Securities SEC Charges Trader in Investment Scheme Targeting Lebanese and Druze Communities SEC Charges Connecticut-Based Adviser for "Skin in the Game" Misstatements About CDOs SEC Charges Three Former Bank Executives in Virginia for… [read post]
25 Aug 2013, 8:40 am
Since the 17th century, traders have preferred Kalamkari works from Machilipatam as they are finer and more elaborate. [read post]
4 Feb 2016, 5:00 am
The paper notes that, as would be expected, traders migrated to other exchanges, in particular Nasdaq, during the suspension of trading. [read post]
24 Mar 2020, 7:13 am
Some Trader Joe’s stores, for example, are allowing customers in only when others exit. [read post]
22 May 2023, 10:38 am
I want an SUV and a place to park it, and we’d buy groceries from Trader Joe’s and Sahadi’s and do date night at least once a week. [read post]
17 Feb 2014, 5:16 pm
Columbia University Press describes this breezy, nifty volume in these terms: One morning while reading Barron's, Kara Newman took note of a casual bit of advice offered by famed commodities trader Jim Rogers. [read post]
2 Mar 2015, 5:54 am
Who are inside traders? [read post]
17 Sep 2014, 9:46 pm
The Committee also cited recent testimony from Brad Katsuyama, president and chief executive of the US equity trading venue IEX, to the effect that high-frequency trading has created predatory practicesMr Katsuyama.believes that the race s not really between high-frequency trading participants and slow manual traders; it is between high-frequency trading and the market centers themselves in that you have an extreme situation where the fastest participants are faster than the New York Stock… [read post]
5 Jun 2013, 6:34 am
But this assumes that the directors of any particular company have a real idea of just how long their particular set of “average” shareholders will stick around, and it also assumes that the directors owe duties primarily to their average shareholders, and not to their Warren Buffett investors (on one hand) or their high speed traders (on the other). [read post]
24 Dec 2019, 5:13 am
The bars by the self-regulatory organization (FSRO), the New York Stock Exchange (NYSE), the Nasdaq Stock Market, Cboe Global Markets, and their affiliate exchanges were part of 10 distinct settlements and come in the wake of allegations that Lek Securities gave foreign traders market access and that some of these traders proceeded to engage in manipulative trading and fraud. [read post]
10 Feb 2011, 11:10 am
The intention of this provision is to transpose the common law notion of an invitation to treat into an electronic environment to confirm that a trader who advertises goods or services on the internet, or through other generally accessible communication systems or open networks, is considered to be only inviting those who access the site to make offers, unless there is a clear indication by the trader of an intention to be bound. [read post]
10 May 2007, 8:00 am
The jury remained deadlocked on the conspiracy charge.Prosecutors accused former stock brokers at Merrill Lynch, Citigroup and Lehman Brothers of taking bribes in exchange for allowing day traders at the now-defunct broker-dealer A.B. [read post]
14 Dec 2011, 1:31 pm
Corzine started his career as a trader at Goldman Sachs and remained a trader (i.e. risk taker) at heart. [read post]
