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16 May 2018, 7:16 am by MBettman
Cleveland, 37 Ohio St.3d 50 (1988) (“In considering the statutory language, it is the duty of the court to give effect to the words used in a statute, not to delete words used or to insert words not used. [read post]
16 May 2018, 4:27 am by Edith Roberts
” Briefly: At Howe on the Court, Amy Howe reports that the parties have reached a settlement in Quality Systems, Inc. v. [read post]
11 May 2018, 1:47 pm by Silver Law Group
Based on FINRA’s BrokerCheck report on Joseph Krueger II, a FINRA regulatory action was filed on December 4, 2017 alleging that Krueger II provided misleading information to investor clients from Stifel, Nicolaus, & Company during his employment at Stifel, Nicolaus, & Company, Inc. regarding a startup App company while simultaneously engaging in the selling of outside securities, which were used to finance startup costs associated with the App… [read post]
11 May 2018, 7:22 am by admin
” Contact the securities lawyers at McCarthy, Lebit, Crystal, & Liffman Co., L.P.A. for a free initial evaluation of your situation. [read post]
11 May 2018, 5:15 am by Green, Schafle & Gibbs
Specifically, we’re looking for schemes or abuses that might be more far-reaching than the individual cases brought through the FINRA arbitration process.FINRA Firms & Brokers, Fined & SanctionedWestern International Securities, Inc. [read post]
11 May 2018, 3:22 am by Cynthia Marcotte Stamer
Specifically, stakeholders informed the Treasury Department and the IRS that the costs of modifying the various systems to reflect the reduced maximum, as well as the costs associated with distributing a $50 excess contribution (and earnings), would be significantly greater than any tax benefit associated with an unreduced HSA contribution (and in some instances may exceed $50). [read post]
9 May 2018, 4:35 pm by Aurora Barnes
Munsingwear, Inc., the Supreme Court should vacate the U.S. [read post]
9 May 2018, 9:40 am by John Elwood
PNC Bank National Association v. [read post]
7 May 2018, 3:52 am by INFORRM
The SEC has published a statement on the exposure of public sector companies to cyber security risks and imposed a $35m penalty to investment company Altaba Inc. [read post]
3 May 2018, 10:40 am by Rebecca Tushnet
ProPride, Inc., 579 F.3d 603, 610 (6th Cir. 2009) (affirming grant of motion to dismiss where the defendant did not use the trademark to identify the source of its products or to suggest an association between the defendant and the plaintiff); Cummings v. [read post]
2 May 2018, 8:57 am by Eugene Volokh
I've been blogging recently about how "the freedom of the press" has long been understood as securing the freedom of all to use mass communications technology (the printing press and its modern heirs) and not as a freedom limited to those who belong to a favored industry ("the press" in the sense of the professional media). [read post]
1 May 2018, 1:09 pm
The Board compared the claims to the dynamic-display electronic securities trading claims in Trading Technologies International, Inc. v. [read post]
1 May 2018, 9:14 am by Renae Lloyd
According to the complaint, Esposito allegedly spent almost $300,000 of the funds raised on personal expenses and used $75,000 to acquire control of a Massachusetts-based, publicly traded company, Cannabiz Mobile, Inc., by purchasing all of its convertible debt. [read post]
30 Apr 2018, 2:00 am
The Board compared the claims to the dynamic-display electronic securities trading claims in Trading Technologies International, Inc. v. [read post]
26 Apr 2018, 10:40 am by Chinmayi Sharma
Trump for President, Inc., the formal campaign corporation; Donald J. [read post]
26 Apr 2018, 3:59 am by Jane Meacham, Contributing Editor
The SEC rule also would set the standard for broker-dealers and their associates recommending securities-investment strategy to a retail customer. [read post]
26 Apr 2018, 3:59 am by Jane Meacham, Contributing Editor
The SEC rule also would set the standard for broker-dealers and their associates recommending securities-investment strategy to a retail customer. [read post]