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3 Jan 2012, 6:38 am by Keith Paul Bishop
As discussed in this earlier post, the Commissioner has also proposed amendments to Rule 260.204.9 that would implement a longer lasting response to the realignment of state and federal authority over investment advisers as a result of the Dodd-Frank Act. [read post]
1 Aug 2012, 7:41 am by Felix Shipkevich
Clearing houses, also called central counterparties (CCP) are an important part of the regulatory reforms called for under the Dodd-Frank Act. [read post]
11 Feb 2019, 4:28 pm by INFORRM
Previous articles in relation to the cases of  PJS v NGN and ABC have highlighted the potential pitfalls of anonymous injunctions, in particular their tendency to get the press excited. [read post]