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3 Jan 2012, 6:38 am by Keith Paul Bishop
As discussed in this earlier post, the Commissioner has also proposed amendments to Rule 260.204.9 that would implement a longer lasting response to the realignment of state and federal authority over investment advisers as a result of the Dodd-Frank Act. [read post]
1 Aug 2012, 7:41 am by Felix Shipkevich
Clearing houses, also called central counterparties (CCP) are an important part of the regulatory reforms called for under the Dodd-Frank Act. [read post]
11 Feb 2019, 4:28 pm by INFORRM
Previous articles in relation to the cases of  PJS v NGN and ABC have highlighted the potential pitfalls of anonymous injunctions, in particular their tendency to get the press excited. [read post]
22 Mar 2021, 4:17 am by Peter Mahler
” In Frank v D’Ambrosi, 4 F.3d 1378 [6th Cir. 1993], the plaintiff and defendant were 50/50 shareholders and co-directors in an Ohio steel processing company which was dissolved on consent in 1989 after the defendant, D’Ambrosi, sued for judicial dissolution. [read post]