Search for: "National Securities Clearing Corporation" Results 2441 - 2460 of 3,677
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29 Jul 2014, 5:04 pm
  The court took special care to make clear that just because a company with government ties is performing a “commercial service” does not insulate the company from being deemed an “instrumentality” under the FCPA. [read post]
17 Jan 2010, 10:54 am by Joel Jacobsen
  Mediocrity is the only rational strategy, once one's market dominance is secure. [read post]
14 Jan 2020, 7:18 pm by LindaMBeale
  FDR's New Deal is said to have worked because the robber barons were scared that the proletariat would rise up in support of communism--the so-called 'red scare' behind the success of social security enactment. [read post]
2 Dec 2010, 8:45 am by admin
”   Like Prohibition: clear, simple, wrong, and scourged by Mencken   Mr. [read post]
4 Jun 2020, 6:21 am by Edward Fishman
And yet, there’s another area of U.S. national security policy where threads of Douhet’s thought remain even more prevalent, albeit unbeknownst to the policymakers who subscribe to them: sanctions. [read post]
4 Nov 2009, 2:52 pm
Recommendation 28: The Office of Compliance Inspections and Examinations examination staff should be required to verify a test sample of trading or balance data with counterparties and other independent third parties such as Financial Industry Regulatory Authority, Depository Trust Company, or National Securities Clearing Corporation whenever there are specific allegations of fraud involved in an examination. [read post]
29 Nov 2011, 9:42 pm by J.W. Verret
Verret:  I want to be absolutely clear on this point. [read post]
1 Aug 2010, 9:38 am by Cynthia Marcotte Stamer
 Insurers and plans should adopt policies clearly prohibiting eligibility discrimination in violation of these and other rules and back up these rules by clear operating policies and training that makes clear to individuals involved in enrollment and other enrollment activities what conduct is prohibited. [read post]
13 May 2013, 7:18 am by The Charge
  Indeed, the pretenders to the throne of federalism sought to secure their own, not the people's, rights. [read post]
20 Nov 2020, 3:00 am by Jim Sedor
Corporations and Foreign Nations Pivot to Lobby Biden New York Times – Kenneth Vogel and Eric Lipton | Published: 11/17/2020 While Joe Biden has taken steps to demonstrate his distance from lobbyists, his presidency is being welcomed on K Street. [read post]
18 Jan 2022, 9:05 am by Katherine Pompilio
Tsankov, president of the National Association of Immigration Judges. [read post]
27 Aug 2023, 3:56 pm by Andrew Warren
”[10] The precise threshold for “excluding the possibility” is unclear, but some courts have said it does not require “definitive” exclusion, and that the defendant’s theory of the case should be credited,[11] though not accepted as truth when factual discrepancies are clear. [read post]
25 Nov 2018, 7:11 pm by Kevin LaCroix
Extreme weather and climate-change events could result in risks or failures to critical systems, such as water resources, food production and distribution, energy, transportation, public health, international trade, and national security. [read post]
14 Sep 2007, 12:39 pm
In today's inter-connected world, no one country and no one national law by itself can address the global issues of copyright or airplane safety or influenza pandemics. [read post]
17 Jun 2021, 9:45 pm by Katelynn Catalano
Securities and Exchange Commission (SEC) can require companies to disclose information about their climate, environmental, social, and governance risks and practices. [read post]