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9 Aug 2010, 2:40 pm
Kohlberg Kravis Roberts, the private equity giant now listed on the New York Stock Exchange, reported a $433.1 million profit for the second quarter. [read post]
4 Aug 2010, 8:21 pm
For example, one of the key deterrents used by SEBI and the stock exchanges against breaches of corporate governance norms is the threat of delisting (which has also been exercised on occasion). [read post]
4 Aug 2010, 9:25 am
The show is so popular and the second season so eagerly anticipated that the cast was invited to ring the opening bell of the New York Stock Exchange. [read post]
4 Aug 2010, 1:54 am
Second, the Court was well aware that NAB had ADRs listed in New York. [read post]
3 Aug 2010, 5:23 am
Now that Kohlberg Kravis Roberts trades on the New York Stock Exchange, Roger Lowenstein asks in a Bloomberg News column: what's the point? [read post]
2 Aug 2010, 7:27 am
Does this mean every non-banking company on the Nasdaq and the New York Stock Exchange with significant financial activity should include a similar disclaimer, just in case they’re designated as systemically important? [read post]
30 Jul 2010, 3:14 am
Plaintiffs originally brought suit in the United States District Court for the Southern District of New York, alleging a violation of Section 10(b) and Rule 10b-5. [read post]
29 Jul 2010, 9:12 pm
Visa dropped $3.40, or 4.5 percent, to $71.78 at 1:04 p.m. in New York Stock Exchange composite trading after touching $71.40. [read post]
28 Jul 2010, 3:48 pm
Selan’s legal team includes the firms of Page Perry, LLC, of Atlanta, Georgia, Maddox, Hargett and Caruso, P.C., of New York, New York and Indianapolis, Indiana, and David R. [read post]
28 Jul 2010, 10:25 am
As a result, the proxy was not irrevocable under New York law. [read post]
28 Jul 2010, 8:00 am
The Act amends Section 6(b) of the 1934 Act to require national securities exchanges to prohibit proxy voting by a broker in connection with the election of directors (other than a vote with respect to the uncontested election of a member of the board of any registered investment company), executive compensation or any other significant matter, as determined by the SEC, unless the beneficial owner of the security has specifically instructed the broker to vote in such way.(24) Broker… [read post]
28 Jul 2010, 12:46 am
-based shareholders who had purchased Credit Suisse shares on the Swiss Stock Exchange. [read post]
26 Jul 2010, 5:59 pm
Antar Updates: Crain's New York Business: Defense firm offers novel description of earnings by Aaron Elstein But eagle-eyed accountant Sam Antar, former chief financial officer at electronics retailer Crazy Eddie, points out that things aren't quite as rosy as Comtech made them appear. [read post]
25 Jul 2010, 5:18 am
“With expensive accounting rules, an increased threat of litigation and hundreds of millions of dollars in fines for some firms, the once prestigious New York Stock Exchange and other American markets have become unattractive to Germany’s biggest companies. [read post]
23 Jul 2010, 2:18 pm
., a Virginia-based owner and manager of assisted living facilities whose stock is listed on the New York Stock Exchange, and former Sunrise officers, Larry E. [read post]
23 Jul 2010, 5:05 am
The Investor Advocate will be responsible for assisting individual investors with issues involving the SEC or other self-regulatory organization such as the New York Stock Exchange. [read post]
21 Jul 2010, 11:49 am
As a New York whistleblower attorney, the new whistleblower protections contained in The Dodd-Frank Wall Street Reform and Consumer Protection Act ("Act"), signed into law by President Obama, are of special interest to me. [read post]
16 Jul 2010, 3:03 pm
The act also mandates no discretionary authority for director elections, but such provision has little practical effect as the New York Stock Exchange previously amended its Rule 452 to remove discretionary authority for director elections. [read post]
15 Jul 2010, 2:52 pm
However, the court held that the state of New York imposed the duty of good faith and fair dealing on the parties in connection with their bargained-for contract. [read post]
15 Jul 2010, 11:55 am
The New York City pension funds' resolution at Massey sought the adoption of quantitative GHG reduction goals. [read post]
