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6 May 2020, 6:00 am
On March 14, the mother provided the father with face masks for the child, as well as hand sanitizer and disposable gloves. [read post]
27 Mar 2017, 9:00 am
” Moreover, Voya did not inform clients about the payments it received from the clearing broker for providing administrative services. [read post]
10 Apr 2012, 5:01 am
Members must include those who represent individual equity and debt holders (including mutual funds) and institutional investors (including pension funds and registered investment companies). [read post]
22 Mar 2020, 11:28 am
Group policies provided by employers are governed by ERISA. [read post]
30 Jan 2023, 9:05 pm
In a new article, I provide a novel, antitrust analysis that complicates this idealized picture. [read post]
31 May 2018, 6:00 am
Parker MacIntyre provides legal and compliance services to investment advisers, broker-dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
21 Aug 2015, 7:09 am
Texas Mutual filed a motion for summary judgment, arguing that the plaintiff failed to provide evidence that Burris was not intoxicated at the time of the accident. [read post]
31 May 2018, 6:00 am
Parker MacIntyre provides legal and compliance services to investment advisers, broker-dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
7 Jun 2011, 8:35 am
In addition, this part of the insurance code provides punishments when the statutes are not complied with in a tmely manner. [read post]
30 Apr 2021, 4:18 am
The parties mutually settled part of the dispute but, the claim in relation to whether the employer needed to provide the employee’s entire email correspondence remained open. [read post]
2 Aug 2010, 4:33 pm
The following information regarding broker misconduct and disciplinary activities taken against California stockbrokers was released by the Financial Industry Regulatory Authority (FINRA) in July 2010: Stephen White Wilson (Westlake Village and Thousand Oaks, California) formerly with AFA Financial Group, Brookstreet Securities, Wedbush Morgan Securities, Securities America and Wachovia Securities, among others, was barred from association with any FINRA member in any capacity for making fraudulent… [read post]
13 Jun 2011, 10:57 am
Prospectuses for the Janus mutual funds indicated the funds did not tolerate market timing. [read post]
17 Sep 2015, 9:48 am
Financial Services Providers and Foreign Persons” on Form BE-180. [read post]
2 Sep 2011, 7:50 am
Second, State Farm Mutual asserts that even if the Court finds that Plaintiffs have alleged the elements of joint employment status, Plaintiffs’ factual allegations are “broad, unsupported statements” that do not provide the required factual support for Plaintiffs’ joint employment claim. [read post]
9 Mar 2010, 6:15 am
With April 15 just around the corner, we are glad to provide an update. [read post]
27 Nov 2023, 5:00 am
Mediation: A non-adversarial process where a neutral third party helps disputing parties reach a mutually acceptable agreement, commonly used in divorce and custody cases. [read post]
31 Jul 2008, 6:38 pm
The July 25, 2008 DLSE memorandum provides, in pertinent part, that the Brinker decision is “a published decision, and its rulings are therefore binding upon the [DLSE]. [read post]
11 Mar 2010, 12:54 pm
Have your legal assistant call opposing counsel’s and ask for mutually convenient dates. [read post]
30 Apr 2009, 6:40 am
Therefore, Requestor's waiver of such obligations for the isolated instances in which it provides the backup EMS transportation is unlikely to induce the use of those or any other services. [read post]
9 Nov 2022, 11:31 am
Priority Income Fund is a speculative, high risk, illiquid, closed-ended mutual fund, and not suitable for every investor. [read post]
