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4 Oct 2011, 9:46 am
Section 37.9(b)(3) i requires SEFs to have a delay between two swap orders when one party is a customer and the other a trader or in the case of two customers. [read post]
30 Mar 2009, 3:55 pm
The Pennsylvania-based Dinh gained notoriety in 2003, when, as a 19-year-old stock trader, he found a novel way to unload a bad investment in thousands of worthless stock derivatives: He hacked into another trader's account, and bought the options from his own account. [read post]
7 Oct 2009, 11:53 am
Dinh, who lives in Pennsylvania, gained notoriety in 2003, when, as a 19-year-old stock trader, he found a novel way to unload a bad investment in thousands of worthless stock derivatives: He hacked into another trader’s account, and bought the options from his own account. [read post]
13 Jul 2011, 12:03 pm
The E 1 is for personnel of treaty trader companies operating in the United States. [read post]
19 May 2014, 6:23 pm
APR/15/2014 Minnesota, Missouri, Nebraska, Ohio & Wisconsin ---------------------------------------------------------------------------- Illinois, Indiana, Iowa, Kansas, Trader Joe's 5 Layered Dip Kentucky, Michigan,… [read post]
23 Oct 2011, 11:01 pm
Kahneman noticed a similar phenomenon in studying the work of stock traders. [read post]
15 Sep 2015, 6:07 am
Not only did these traders lie to their customers, but they created a corrupt culture on Nomura’s trading desk by coaching more junior traders to employ the same deceptive and dishonest trading practices we allege in our complaint. [read post]
25 May 2011, 7:11 am
A head-hunter somehow or other set me up with an interview to be a bond trader at JP Morgan.I considered the whole idea misguided – I was a lawyer from one of the top firms in the world, and far above working as a trader. [read post]
3 Feb 2011, 10:06 am
They also claim that senior traders were taking money that should have gone to the security holders that bought the bonds and loans from Bear. [read post]
12 Apr 2013, 9:13 am
That may explain US’s disinterest; many US traders wouldn’t have cared at the time. [read post]
15 Jun 2011, 5:00 am
First Derivative Traders invested in the stock of JCM’s parent company, Janus Capital Group Inc. [read post]
9 Jun 2010, 4:16 pm
The rogue trader captured public attention in the 1990s - numerous popular books and movies memorialized infamous rogue traders of the decade, such as Nick Leeson and Joseph Jett. [read post]
16 Oct 2012, 9:30 pm
Automated traders can shift their positions at substantial volume in a matter of seconds. [read post]
19 Mar 2011, 10:18 am
And the traders also need to worry about the yen and Bahrain. [read post]
12 Jun 2010, 2:48 pm
As I'll illustrate in my next post, this pattern is shared by rogue traders John Rusnak at Allied Irish Banks, Nicholas Leeson at Barings Bank, and Joseph Jett at Kidder Peabody, among others. [read post]
14 Apr 2016, 11:56 pm
Ajinomoto’s end run was successful in that it convinced Trader Joe’s to deal directly with Ajinomoto, and Trader Joe’s stopped doing any business with Pine Valley. [read post]
26 Aug 2008, 1:18 pm
This trader was betting big that Bear's stock would drop by over half within the next few days. [read post]
23 Jun 2010, 7:06 am
PricewaterhouseCoopers was even more explicit about the role played by a corporate culture of non-compliance at NAB, where a group of four currency options traders regularly breached position and risk limits, and concealed their activity through the smoothing of profits and losses (previously discussed here): Our investigations indicate that the culture fostered the environment that provided the opportunity for the Traders to incur losses, conceal them and escape… [read post]
20 Sep 2018, 10:30 am
Similarly, the NYAG opined that many of the products and services developed in the crypto trading space favor sophisticated professional electronic traders to the detriment of retail traders. [read post]
16 Sep 2014, 11:17 am
Parsons – An individual trader who lives in New York City agreed to pay disgorgement of $135,531, prejudgment interest of $3,063.90, and a penalty of $67,765.72. [read post]
