Search for: "Capital Funding, LLC "
Results 2461 - 2480
of 3,321
Sort by Relevance
|
Sort by Date
7 Dec 2011, 2:18 pm
(Their firm is no longer in business), and then was employed briefly in 2010 by JHS Capital Advisors, Inc. and The Investment Center, Inc. [read post]
7 Dec 2011, 12:21 pm
Partners LLC v. [read post]
7 Dec 2011, 5:45 am
ThinkStrategy Capital Management and Chetan Kapur The SEC charged ThinkStrategy Capital Management LLC and its sole managing director Chetan Kapur with fraud in connection with two funds. [read post]
6 Dec 2011, 12:04 am
Cambridge Home Capital, LLC ("Cambridge"), Seth Kramer and Craig Hyman, two principals of the lender; Seth Lapidus and Jacqueline Derrell, two former managers at the company; and Cambridge Funding Group, LTD., an affiliated business, have settled a civil lawsuit concerning claims of mortgage fraud. [read post]
2 Dec 2011, 2:05 pm
The targets are former traders at hedge funds Diamondback Capital management LLC and Level Global Investors LP, and an analyst at mutual fund company Neuberger Berman Group LLC. [read post]
1 Dec 2011, 2:10 pm
The complaint also accuses WisdomTree's subadvisor, Mellon Capital Management Corp., and WisdomTree's exchange-traded fund distributor, ALPS Distributors Inc., of patent infringement. [read post]
1 Dec 2011, 1:58 pm
The largest award of 2011 involved options trading firm Rosen Capital Management LLC, which lost $90 million in fall 2008. [read post]
1 Dec 2011, 10:43 am
Investor funds were also used to pay dividends and returns of capital to investors in the earlier offerings, without investors being informed. [read post]
1 Dec 2011, 9:29 am
Madrone Capital Partners LLC c. [read post]
1 Dec 2011, 5:03 am
(“Wachovia Bank”) and Wachovia Capital Markets, LLC (“WCM”) (collectively “Wachovia”) sued VCG Special Opportunities Master Fund, Ltd., (“VCG”) in connection with a credit default swap (or “CDS”) transaction.Wacovia asserted that there was no arbitration agreement between VCG and Wacovia Bank. [read post]
1 Dec 2011, 1:20 am
Please contact us if you would like us to add your event to this list. **** December 1 Sponsor: Bloomberg LINK Event: Bloomberg Hedge Funds Summit Location: New York, NY December 1 Sponsor: Infovest 21 Event: Investor Morning Seminar/Breakfast Location: New York, NY December 4-6 Sponsor: Opal Event: Alternative Investing Summit Location: Laguna Niguel, CA December 5 Sponsor: CHFA Event: California Hedge Fund Association—Winter Networking Reception Location: Laguna… [read post]
30 Nov 2011, 11:03 am
There were about a dozen people present at the Eton Park gathering, including the hedge fund’s founder Eric Mindich, at least five former Goldman Sachs Group Inc. alumni, Lone Pine Capital LLC founder Stephen Mandel, Och-Ziff Capital Management Group LLC’s Daniel Och, TPG-Axon Capital Management LP’s Dinakar Singh, Kynikos Associates Ltd. [read post]
30 Nov 2011, 8:19 am
He built close relationships with hedge-fund managers such as Julian Robertson of Tiger Management LLC and joined the board of one of the Tiger funds in 1997, according to Fraser Seitel, a spokesman for Tiger Management. [read post]
30 Nov 2011, 2:00 am
Adviser Sanctioned for Filing False Information on Form ADV and Failing to Disclose to Clients Its Precarious Financial Condition LPB Capital d/b/a Family Office Group, LLC and Gary G. [read post]
29 Nov 2011, 5:52 pm
., ("Weston Rutledge"), Zamindari Capital, LLC ("Zamindari"), Lexington International Fund ("Lexington"), and Oxford Adams Capital, LLC ("Oxford Adams"). [read post]
29 Nov 2011, 4:35 pm
Hicks and Locust Offshore Management, LLC made false representations to "create an aura of legitimacy when selecting individuals to invest in a purported million dollar hedge fund. [read post]
29 Nov 2011, 3:29 pm
Paris II, former President and Chief Executive Officer for the now-defunct Meadowbrook Securities, LLC (fka Investlinc Securities, LLC), of Jackson, MS, was suspended for six months in any principal capacity and fined $10,000 in connection with the sale of two Provident Royalties private placements and a Medical Capital private placement. [read post]
29 Nov 2011, 9:42 am
., Medical Capital Holdings, Inc., and Provident Royalties, LLC. [read post]
29 Nov 2011, 7:25 am
Medical Solutions Management Inc. has sued Vicis Capital LLC claiming the hedge fund forced it into a medical billing scheme that attracted the attention of the FBI and resulted in two indictments and two guilty pleas.Medical Solutions Management (Pink Sheets; MSMT.PK) alleged in the suit that its unwitting participation in the scheme destroyed the value of the company. [read post]
28 Nov 2011, 8:25 pm
., a medical equipment company, has sued Vicis Capital LLC claiming the hedge fund forced it into a medical billing scheme. [read post]
