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9 Mar 2015, 8:05 pm
Senate Banking Committee report of the Dodd-Frank Act. [read post]
31 Aug 2021, 10:06 am
Harris will become the state's top financial regulator tasked with overseeing the banking and insurance industries and their compliance with state laws as New York works to rebuild its economy in the wake of the COVID-19 pandemic, if confirmed by the Senate.Ms. [read post]
1 May 2013, 1:29 pm
Firestone, Frank C. [read post]
2 Oct 2013, 11:59 am
In Koch the petitioner sought to obtain copies of the personal banking records of a person who was the attorney-in-fact for the decedent during the decedent's life-time. [read post]
14 Aug 2013, 6:06 am
Senator Frank Lautenberg’s seat. [read post]
30 Dec 2013, 1:48 pm
Issuers may rely upon certain third parties, such as banks and broker-dealers that have relationships with investors, to certify their status. [read post]
26 Nov 2022, 4:53 pm
Introducing the Global Care Policy Index David Coen, Julia Kreienkamp, Alexandros Tokhi, & Tom Pegram, Making global public policy work: A survey of international organization effectiveness Melanie van Driel, Frank Biermann, Rakhyun E. [read post]
30 Apr 2013, 6:20 am
The momentum for reform remains strong, particularly with respect to shadow banking. [read post]
21 Nov 2022, 9:30 am
" The modern use of the term was first popularized in April 1930 by Frank J. [read post]
27 Oct 2013, 9:09 pm
Frank DeSimone, 41, Charlotte, is charged with racketeering conspiracy, securities fraud, wire fraud to defraud investors, and money laundering conspiracy. [read post]
25 Mar 2012, 8:25 am
So far, no countries have asked the organization to challenge rule changes like those made in the United States under the Dodd-Frank law. [read post]
16 Jun 2009, 7:46 pm
Any aspect of Frank's sordid past is open season. [read post]
5 Jul 2016, 12:45 pm
Jeb Hensarling (R-TX) has also unveiled his “buzzed-about” Dodd-Frank reform bill, the so-called Financial CHOICE Act. [read post]
31 Aug 2012, 6:09 am
Shorting assets enables banks to create large left-tail loss distributions and is consistent with current banking practice. [read post]
20 Jan 2009, 5:20 am
For the government has to purchase to assets in its Aggregator Bank from the bank, and then we are back in the rabbit hole of "what are they worth? [read post]
28 Feb 2018, 9:30 pm
Almost eight years after passage of the landmark Dodd-Frank Wall Street Reform and Consumer Protection Act, an examination of post-crisis reforms is appropriate and could be beneficial. [read post]
14 Dec 2009, 8:53 pm
Bank. [read post]
26 Mar 2012, 7:47 pm
Another slap-happy bank CEO ventured into no-man's land last Friday and fired off a burst at the federal banking regulators and everyone's favorite punching bag, Dodd-Frank. [read post]
27 Oct 2011, 9:12 am
Not only are the reforms set for completion in a distant future, but there is little faith that the Dodd-Frank Act in particular will improve financial stability given the influence the banking sector itself had on its creation. [read post]
18 Sep 2013, 1:51 am
” Relying on authority given to the agency in the Dodd-Frank Act, the SEC is “paying visits to more than a dozen hedge fund managers registered with the S.E.C. to determine whether they are in compliance with American regulations. [read post]
