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14 Jul 2010, 1:20 pm
Moreover, recent developments, such as the revisions to Rule 452 of the New York Stock Exchange (“NYSE”) limiting the ability of brokers to vote uninstructed shares in uncontested director elections and other corporate election of directorshave highlighted the importance of accuracy and accountability in governance trends such as increased adoption of a majority voting standard for the the voting process. [read post]
14 Jul 2010, 10:31 am
Last I checked (which was today), EOG Resources is listed on the New York Stock Exchange. [read post]
13 Jul 2010, 5:25 pm
For an injured party to purchase the same cash flow, for the same benefit segment, using current New York Life market rates, the cost would be approximately $87,194, including assignment fee. [read post]
13 Jul 2010, 10:14 am
She's got a voice that ranges between smoky-nightclub-after-midnight and Wall-Street trader-shouting-buy-or-sell-on-the-stock-exchange. [read post]
13 Jul 2010, 10:00 am
" The piano has moved to an expanded pedestrian space in front of 25 Broad St.; the spot was created as part of the City's New York Stock Exchange Security and Design Enhancement Project and funded by the Lower Manhattan Development Corporation. [read post]
13 Jul 2010, 9:20 am
The Resultsandnbsp; Fines and Disciplinary Actions FINRA fined firms and individuals approximately $50 million in 2009, almost twice as much as in 2008 (approximately $28 million).andnbsp; While that increase is noteworthy, FINRAandrsquo;s fines in 2009 were still significantly smaller than the fines obtained by FINRA and its predecessors (NASD and the New York Stock Exchange) in 2005, 2006, and 2007 ($184 million, $111 million, and $77 million,… [read post]
11 Jul 2010, 4:22 pm
[T]he firms that are physically located nearest the market centers in New York and pay market-access fees get a leg up. [read post]
9 Jul 2010, 3:25 pm
The Complaint charges China North and certain of its officers and directors with violations of the Securities Exchange Act of 1934. [read post]
8 Jul 2010, 12:06 am
Shares of Fannie Mae and Freddie Mac will begin trading over-the-counter Thursday, nearly a month after the government-sponsored mortgage buyers said they could no longer meet the requirements of companies listed on the New York Stock Exchange. [read post]
7 Jul 2010, 5:00 am
Marram also sits on the Board of The New York Times Company and Eli Lilly and Company. [read post]
6 Jul 2010, 5:17 pm
A large group of newspaper publishers, including The New York Times, urged the Supreme Court to reverse the decision by the Fourth Circuit Court of Appeals that the defendant was liable. [read post]
6 Jul 2010, 6:27 am
Lipton to the New York Stock Exchange Chairman & CEO Peer Forum. [read post]
6 Jul 2010, 4:58 am
The class action complaint was filed in the district court for the Southern District of New York and “alleged violations of §§ 10(b) and 20(a) of the Securities and Exchange Act of 1934…, and SEC Rule 10b-5,” id., at *4. [read post]
5 Jul 2010, 8:58 pm
” _Id._ The class action complaint was filed in the district court for the Southern District of New York and “alleged violations of §§ 10(b) and 20(a) of the Securities and Exchange Act of 1934…, and SEC Rule 10b-5,” _id._, at *4. [read post]
4 Jul 2010, 10:02 am
Fannie Mae Delisted from NYSE Federal regulators' decision week to remove shares of Fannie Mae (FNM) and Freddie Mac (FRE) from the New York Stock Exchange marks a fundamental change for the two mortgage agencies now operating under conservatorship. [read post]
30 Jun 2010, 4:55 pm
Here's a short version of what happened, based on the nanex data: (1) Some market participants sent a large number of quote requests to the New York Stock Exchange (NYSE) computers. (2) The NYSE normally puts outgoing price quotes into a queue before they are sent out. [read post]
29 Jun 2010, 5:49 am
Vivendi had also sold shares on the New York Stock Exchange. [read post]
25 Jun 2010, 7:45 pm
Fannie Mae dropped 39% to 56 cents and Freddie Mac went down 38% to 75 cents when the mortgage firm delisted their preferred and common shares from the New York Stock Exchange at the request of the Federal Housing Finance Agency. [read post]
25 Jun 2010, 11:00 am
The consequence of "quote stuffing" is that prices on the New York Stock Exchange (NYSE), which bore the brunt of this bogus quote traffic, lagged behind prices on other exchanges. [read post]
25 Jun 2010, 8:12 am
Headquarters then incorporated those figures without change into filings made with the Australian Securities Exchange as well as with other exchanges, including the New York Stock Exchange (where the bank’s American Depository Receipts were traded). [read post]